[CCWG-ACCT] Other forms of Accountability?

Jeff Neuman jeff.neuman at comlaude.com
Tue Mar 3 05:35:16 UTC 2015


I guess I am saying something different.  I am not talking about holding the staff individually accountable, but rather holding the organization accountable for the actions/inactions of its staff.  This could be in the form of Service Level credits to customers, independent community lead audits, monetary sanctions (paid to a community fund) for failures, required remedial actions in cases of security breaches which include mandatory disclosures (credit checks if financial information is disclosed), Required outsourcing of certain functions if iCANN itself cannot implement in a secure manner, etc.  Each of the above are absolutely implementable.

As I said, if ICANN were not a monopoly, the market in theory could handle some of this with customers walking away to competitors or members leaving a non-profit to join others (or not paying dues).  Here, that is not an option.



Sent from my iPad

On Mar 3, 2015, at 12:24 AM, Kavouss Arasteh <kavouss.arasteh at gmail.com<mailto:kavouss.arasteh at gmail.com>> wrote:

dEAR aLL,
when the issue of the Board accountability and Staff accountability was first discussed, I mentioned that apart from the Board members and the CEO and President of the ICANN no other accountabilty would be implementable in regard with appointed staff who are directly reporting to the CEO and President and through whom to the Board.$
Consequently we can not held staff directly responsibile to the community fort and action .
Regards
Kavouss

2015-03-03 5:06 GMT+01:00 Jeff Neuman <jeff.neuman at comlaude.com<mailto:jeff.neuman at comlaude.com>>:
In a non-monopolistic environment, I would completely agree that a corporation’s board (whether for profit or not for profit) would adequately address the situation, since customers (in the case of for-profit) or members (in the case of non-profit) would either cease purchasing the company’s products/services or cancel membership in a non-profit organization (as examples).  For example, if I am not happy with a company that has proven it cannot keep my information confidential, I can simply take my shopping elsewhere.  If I am not happy with a non-profit because it is not serving my needs, I can go to other non-profits (or even form my own).

But here, in the monopolistic environment where contracted parties have no choice but to deal with ICANN, leaving these types of issues to the Board without other meaningful redress is not enough accountability.  After all, it is not as if the contracted parties could go elsewhere if dissatisfied with the operations of ICANN (or in this case the lack of security measures to protect information).  Thus, we have a true accountability problem.

To summarize, in a monopolistic environment where demand for services are inelastic, relying on a board to hold staff accountable for these types of failures in my opinion is not enough.  Without the potential for losing customers or community participation because of such failures, there is little incentive for the board to act.

These are just my personal opinions.



Jeffrey J. Neuman
Senior Vice President |Valideus USA | Com Laude USA
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From: Jordan Carter [mailto:jordan at internetnz.net.nz<mailto:jordan at internetnz.net.nz>]
Sent: Monday, March 2, 2015 8:33 PM
To: Jeff Neuman
Cc: accountability-cross-community at icann.org<mailto:accountability-cross-community at icann.org>
Subject: Re: [CCWG-ACCT] Other forms of Accountability?

Thanks Jeff for sharing this. I think the practical work going on in the Working Parties is dealing with many broader items than just the ICANN Board.

Your example posits an interesting question: is "accountability" focused on the governance level, or on operations?

That is, is a staff level execution failure something the community or customers has accountability tools to deal with, beyond ensuring the Board holds CE to account?

One way of looking at this example is that it's up to the Board to hold its Chief Executive responsible for delivering secure services and that that's where it lies. If the Board fails to do so, some of the mechanisms under debate would help deal with that. Review and redress options would also provide some relief to those damaged.

Thoughts?

Jordan

On 3 March 2015 at 07:01, Jeff Neuman <jeff.neuman at comlaude.com<mailto:jeff.neuman at comlaude.com>> wrote:
Removing Board Directors, while taking up most of the discussion for the last few weeks does not address most of the accountability issues we have with ICANN.

Not sure if you saw this article:  http://www.theregister.co.uk/2015/03/02/icann_suffers_another_security_breach/

Which accountability measures do we have to safeguard us from this?

Thanks.

Jeffrey J. Neuman
Senior Vice President |Valideus USA | Com Laude USA
1751 Pinnacle Drive, Suite 600
Mclean, VA 22102, United States
E: jeff.neuman at valideus.com<mailto:jeff.neuman at valideus.com> or jeff.neuman at comlaude.com<mailto:jeff.neuman at comlaude.com>
T: +1.703.635.7514<tel:%2B1.703.635.7514>
M: +1.202.549.5079<tel:%2B1.202.549.5079>
@Jintlaw



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