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--></style></head><body bgcolor=white lang=EN-US link="#0563C1" vlink="#954F72"><div class=WordSection1><p class=MsoNormal><span style='font-size:11.0pt'>Original link: <a href="https://www.icann.org/news/blog/ntia-report-update">https://www.icann.org/news/blog/ntia-report-update</a><o:p></o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt'><o:p> </o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt'><o:p> </o:p></span></p><div style='mso-element:para-border-div;border:none;border-bottom:solid #CFCFCF 1.0pt;padding:0in 0in 0in 0in;background:white'><p class=MsoNormal style='margin-bottom:7.5pt;background:white;border:none;padding:0in'><b><span style='font-size:16.0pt;font-family:Helvetica;color:#333333'>NTIA Report Update<o:p></o:p></span></b></p></div><p style='background:white'><span style='font-family:Helvetica;color:#333333'>By: Akram Atallah<o:p></o:p></span></p><p style='background:white'><span style='font-family:Helvetica;color:#333333'>In a<span class=apple-converted-space> </span><a href="https://www.ntia.doc.gov/files/ntia/publications/combined_iana_stewardship_transition_assessment_report.pdf"><span style='color:#0098D5'>report issued earlier this month</span></a>, the U.S. National Telecommunications and Information Administration (NTIA) found that the “proposal developed by the global Internet multistakeholder community meets the criteria<span class=apple-converted-space> </span>NTIA<span class=apple-converted-space> </span>outlined in March 2014 when it stated its intent to transition the U.S. Government’s stewardship role for the Internet domain name system (DNS) technical functions, known as the Internet Assigned Numbers Authority (IANA) functions.”<o:p></o:p></span></p><p style='background:white;box-sizing: border-box;-webkit-tap-highlight-color: rgba(0, 0, 0, 0);line-height:1.4rem;margin:1.25rem;orphans: auto;text-align:start;widows: 1;-webkit-text-stroke-width: 0px;word-spacing:0px'><span style='font-family:Helvetica;color:#333333'>One of many elements of<span class=apple-converted-space> </span>NTIA’s review process was to evaluate the proposal against the Committee of Sponsoring Organizations (COSO) of the Treadway Commission Internal Control Framework Assessment. The use of the COSO framework was in alignment with the U.S. Government Accountability Office recommendation of how<span class=apple-converted-space> </span>NTIA<span class=apple-converted-space> </span>could enhance its review.<o:p></o:p></span></p><p style='background:white;box-sizing: border-box;-webkit-tap-highlight-color: rgba(0, 0, 0, 0);line-height:1.4rem;margin:1.25rem;orphans: auto;text-align:start;widows: 1;-webkit-text-stroke-width: 0px;word-spacing:0px'><span style='font-family:Helvetica;color:#333333'>NTIA’s<span class=apple-converted-space> </span><a href="https://www.ntia.doc.gov/files/ntia/publications/attachment_5_coso_assessment_chart.pdfhttps:/www.ntia.doc.gov/files/ntia/publications/attachment_5_coso_assessment_chart.pdf"><span style='color:#0098D5'>COSO Assessment</span></a><span class=apple-converted-space> </span>was favorable, with no items flagged as red. Of the 70 areas assessed only eleven received a yellow rating relating to four areas:<o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:0in;margin-right:0in;margin-bottom:11.25pt;margin-left:51.0pt;text-indent:-.25in;mso-list:l1 level1 lfo1;background:white'><![if !supportLists]><span style='font-size:10.0pt;font-family:Symbol;color:#333333'><span style='mso-list:Ignore'>·<span style='font:7.0pt "Times New Roman"'> </span></span></span><![endif]><span style='font-family:Helvetica;color:#333333'>PTI governance (5 items)<o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:0in;margin-right:0in;margin-bottom:11.25pt;margin-left:51.0pt;text-indent:-.25in;mso-list:l1 level1 lfo1;background:white'><![if !supportLists]><span style='font-size:10.0pt;font-family:Symbol;color:#333333'><span style='mso-list:Ignore'>·<span style='font:7.0pt "Times New Roman"'> </span></span></span><![endif]><span style='font-family:Helvetica;color:#333333'>PTI Audit Committee (1 item)<o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:0in;margin-right:0in;margin-bottom:11.25pt;margin-left:51.0pt;text-indent:-.25in;mso-list:l1 level1 lfo1;background:white'><![if !supportLists]><span style='font-size:10.0pt;font-family:Symbol;color:#333333'><span style='mso-list:Ignore'>·<span style='font:7.0pt "Times New Roman"'> </span></span></span><![endif]><span style='font-family:Helvetica;color:#333333'>ICANN’s new investigatory process (2 items)<o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:0in;margin-right:0in;margin-bottom:11.25pt;margin-left:51.0pt;text-indent:-.25in;mso-list:l1 level1 lfo1;background:white'><![if !supportLists]><span style='font-size:10.0pt;font-family:Symbol;color:#333333'><span style='mso-list:Ignore'>·<span style='font:7.0pt "Times New Roman"'> </span></span></span><![endif]><span style='font-family:Helvetica;color:#333333'>PTI Operations (3 items)<o:p></o:p></span></p><p style='background:white;box-sizing: border-box;-webkit-tap-highlight-color: rgba(0, 0, 0, 0);line-height:1.4rem;margin:1.25rem;orphans: auto;text-align:start;widows: 1;-webkit-text-stroke-width: 0px;word-spacing:0px'><span style='font-family:Helvetica;color:#333333'>Although<span class=apple-converted-space> </span>NTIA<span class=apple-converted-space> </span>does not require that any of the recommendations flagged as yellow be resolved as a pre-condition for the completion of the transition, we are confident that there is a clear path forward to address every item. We reviewed each of the items against<span class=apple-converted-space> </span>NTIA’s recommended action, and implementation notes have been developed where further work is needed.<span class=apple-converted-space> </span>NTIA’s recommendations andICANN’s plans to address them can be found<span class=apple-converted-space> </span><a href="https://www.icann.org/iana_imp_docs/57-committee-of-sponsoring-organization-cosc-of-the-treadway-commission-internal-control-framework-assessment-v-1-0"><span style='color:#0098D5'>here</span></a>. <o:p></o:p></span></p><p style='background:white;box-sizing: border-box;-webkit-tap-highlight-color: rgba(0, 0, 0, 0);line-height:1.4rem;margin:1.25rem;orphans: auto;text-align:start;widows: 1;-webkit-text-stroke-width: 0px;word-spacing:0px'><span style='font-family:Helvetica;color:#333333'>Of the eleven items that were rated yellow:<o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:0in;margin-right:0in;margin-bottom:11.25pt;margin-left:51.0pt;text-indent:-.25in;mso-list:l0 level1 lfo2;background:white'><![if !supportLists]><span style='font-size:10.0pt;font-family:Symbol;color:#333333'><span style='mso-list:Ignore'>·<span style='font:7.0pt "Times New Roman"'> </span></span></span><![endif]><span style='font-family:Helvetica;color:#333333'>Two have already been addressed and do not require any further action<o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:0in;margin-right:0in;margin-bottom:11.25pt;margin-left:51.0pt;text-indent:-.25in;mso-list:l0 level1 lfo2;background:white'><![if !supportLists]><span style='font-size:10.0pt;font-family:Symbol;color:#333333'><span style='mso-list:Ignore'>·<span style='font:7.0pt "Times New Roman"'> </span></span></span><![endif]><span style='font-family:Helvetica;color:#333333'>Six are already accounted for in the transition work plan and we anticipate completion by the time of transition<o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:0in;margin-right:0in;margin-bottom:11.25pt;margin-left:51.0pt;text-indent:-.25in;mso-list:l0 level1 lfo2;background:white'><![if !supportLists]><span style='font-size:10.0pt;font-family:Symbol;color:#333333'><span style='mso-list:Ignore'>·<span style='font:7.0pt "Times New Roman"'> </span></span></span><![endif]><span style='font-family:Helvetica;color:#333333'>Three are expected to be completed post transition either as part of scheduled implementation work, or as part of normal operational planning<o:p></o:p></span></p><p style='background:white;box-sizing: border-box;-webkit-tap-highlight-color: rgba(0, 0, 0, 0);line-height:1.4rem;margin:1.25rem;orphans: auto;text-align:start;widows: 1;-webkit-text-stroke-width: 0px;word-spacing:0px'><span style='font-family:Helvetica;color:#333333'>We appreciate<span class=apple-converted-space> </span>NTIA’s thorough review of the community-developed proposal. We will work with the community and<span class=apple-converted-space> </span>NTIA<span class=apple-converted-space> </span>to ensure that the plans to address these items will meet the expectations of<span class=apple-converted-space> </span>NTIAand the<span class=apple-converted-space> </span>ICANN<span class=apple-converted-space> </span>community.<o:p></o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt'><o:p> </o:p></span></p></div></body></html>