<div dir="ltr">Thanks James, <div><br></div><div>I think we are moving forward in terms of clarification of the issues at stake. And I do believe that clarity was a valuable use of our time. It took less than a day of my prodding to reach this stage, which I think is useful for many people beyond me if I judge by the previous lengthy exchanges. </div><div><br></div><div>So:</div><div><br></div><div>1) Contrary to what was strongly asserted, there ARE cases of agreements signed by non-incorporated entities in our Internet environment. </div><div><br></div><div>But you rightly say that this is rather a question of legal enforceability, which arguably is only achievable with contracts among incorporated entities. Point well taken and it is a useful distinction.</div><div><br></div><div>But you seem to anticipate that enforceability would be achieved mostly through court decisions (in whatever jurisdiction might be chosen). </div><div><br></div><div>2) However, if the issue of enforceability is to ensure the <b>respect of the various operational conditions and performance levels</b> by the IANA Operator, the mechanisms might be different. </div><div><br></div><div>In the current architecture, these conditions are set by the IANA contract, which is a contract between ICANN and NTIA. Would the "customers" of the IANA functions be eligible to sue ICANN to force it to respect these conditions? And even if it is the case, could a court do more than impose a financial penalty? The remedies would mostly be found through internal pressure from within the community. </div><div><br></div><div>More importantly, would NTIA go to court to have these performance conditions respected? Or would it rather issue strong private, then public warning to the Operator, before threatening to activate the clause of cancellation of the contract and open a re-bidding? I believe rather the latter. This accountability or enforceability is therefore more contained in the regime mechanisms themselves than provided through external courts. </div><div><br></div><div>Legal enforceability on that first topic might be less of a criteria than we think. Authority and balance of power might matter more. Whomever attributes the mandate (and has the capacity to rescind it) is probably the real enforcer. <br></div><div><br></div><div>3) If the issue of enforceability is to <b>oblige the current Operator to accept a change of Operator</b> after a re-bidding, this is a different issue. If we follow the Contract Co. route, any contract will have to contain a commitment to accept a decision of re-attribution to another Operator.</div><div><br></div><div>However, I suppose that even a mere unilateral declaration from the Operator that it would abide by the decisions (including reattribution through appropriate procedures) of whatever entity is deemed in charge would be, by itself, enforceable against it in the court of its jurisdiction, if it were to relent. </div><div><br></div><div>It is clear that for accountability but also operational reasons, the Operator must be an incorporated entity. But a mutual affirmation of Commitments even with a non-incorporated entity containing such a commitment by the Operator would probably be enforceable. After all, ICANN is bound by its Bylaws and all its internal decisions. It could as well be bound by such a commitment, and so would any potential replacement.</div><div><br></div><div>There will be a community-driven process of re-bidding (or at minimum a threat of it) and if there is a decision to re-allocate, the Operator will have lost serious credibility. The IANA functions represent a global public trust mission. The Operator must have the trust of the community, this is not only a matter of legal enforceability.</div><div><br></div><div>______________</div><div><br></div><div>Generally speaking, we are confronted with the very difficult task of putting in place something that is global. My gut reluctance - and I guess that of several others - is that the creation of a Contracting Co. brings anew the anchoring into a specific jurisdiction, not to mention issues of accountability of its own governance structure that are a direct replica of the ones ICANN is facing. The moment we envisage a new structure with any sort of Board, all the same problems we have within ICANN arise, as Greg himself recognized in passing in his response to Alan. </div><div><br></div><div>I believe the power should rest with the groups that form the different parts of the community, as much as possible. </div><div><br></div><div>Best</div><div><br></div><div>Bertrand</div><div><br></div><div> </div><div><br></div><div> </div><div> </div><div class="gmail_extra"><br clear="all"><div><div class="gmail_signature"><div dir="ltr"><table width="600" border="0" cellspacing="3" cellpadding="0" style="font-family:Arial,Helvetica,sans-serif;font-size:13px;line-height:1em;color:rgb(38,38,38)"><tbody><tr><td colspan="3" height="5"></td></tr><tr style="font-size:13px;color:rgb(176,173,176)"><td colspan="3">"<em>Le plus beau métier des hommes, c'est d'unir les hommes</em>", Antoine de Saint Exupéry<br>("<em>There is no greater mission for humans than uniting humans</em>")</td></tr><tr><td colspan="3" height="10"></td></tr><tr><td colspan="3"><span style="color:rgb(0,138,204);text-transform:uppercase">BERTRAND DE LA CHAPELLE</span></td></tr><tr><td colspan="3">Internet & Jurisdiction Project | Director</td></tr><tr><td colspan="3">email <a href="mailto:bdelachapelle@internetjurisdiction.net" alt="email Bertrand de la Chapelle" style="color:rgb(159,157,159);text-decoration:none" target="_blank">bdelachapelle@internetjurisdiction.net</a></td></tr><tr><td colspan="3">email <a href="mailto:bdelachapelle@gmail.com" alt="email Bertrand de la Chapelle" style="color:rgb(159,157,159);text-decoration:none" target="_blank">bdelachapelle@gmail.com</a></td></tr><tr colspan="3"><td>twitter <a href="https://twitter.com/IJurisdiction" alt="Internet & Jurisdiction Twitter Accompt" style="color:rgb(159,157,159);text-decoration:none" target="_blank">@IJurisdiction</a> | <a href="https://twitter.com/bdelachapelle" alt="Paul Fehlinger Twitter" style="color:rgb(159,157,159);text-decoration:none" target="_blank">@bdelachapelle</a></td></tr><tr colspan="3"><td>mobile <span style="color:rgb(159,157,159)">+33 (0)6 11 88 33 32</span></td></tr><tr><td colspan="3"><a href="http://www.internetjurisdiction.net" alt="Internet & Jurisdiction Website" style="color:rgb(159,157,159);text-decoration:none" target="_blank">www.internetjurisdiction.net</a></td></tr><tr><td colspan="3" height="5"></td></tr><tr><td colspan="3"><img src="http://www.internetjurisdiction.net/wp-content/uploads/2013/11/InternetJurisdiction-Logo-w300px.png" alt="A GLOBAL MULTI-STAKEHOLDER DIALOGUE PROCESS" width="300" style="margin: 0px; border: none;"></td></tr><tr><td colspan="3" height="5"></td></tr></tbody></table></div></div></div>
<br><div class="gmail_quote">On Mon, Dec 1, 2014 at 9:58 PM, James Gannon <span dir="ltr"><<a href="mailto:james@cyberinvasion.net" target="_blank">james@cyberinvasion.net</a>></span> wrote:<br><blockquote class="gmail_quote" style="margin:0px 0px 0px 0.8ex;border-left-width:1px;border-left-color:rgb(204,204,204);border-left-style:solid;padding-left:1ex">
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<p class="MsoNormal"><span style="font-size:11pt;font-family:Calibri,sans-serif;color:rgb(31,73,125)">I think the core issue is not if non- incorporated entities have signed contracts in the past, its weather those contracts would be legally enforceable.<u></u><u></u></span></p>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Calibri,sans-serif;color:rgb(31,73,125)">For the contract to be enforceable it is commonly held in most legal jurisdictions that the signatories must be legal entities.<u></u><u></u></span></p>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Calibri,sans-serif;color:rgb(31,73,125)">I don’t believe going further down this route is a valuable use of our time, we need to accept that this is common legal practice in most jurisdictions that
we would consider incorporating the entity being discussed.<u></u><u></u></span></p>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Calibri,sans-serif;color:rgb(31,73,125)"><u></u> <u></u></span></p>
<p class="MsoNormal"><b><span style="font-size:11pt;font-family:Calibri,sans-serif;color:rgb(31,73,125)">James Gannon<u></u><u></u></span></b></p>
<p class="MsoNormal"><b><span style="font-size:11pt;font-family:Calibri,sans-serif;color:rgb(31,73,125)">Director<u></u><u></u></span></b></p>
<p class="MsoNormal"><b><span style="font-size:11pt;font-family:Calibri,sans-serif;color:rgb(31,73,125)">Cyber Invasion Ltd<u></u><u></u></span></b></p>
<p class="MsoNormal"><b><span style="font-size:11pt;font-family:Calibri,sans-serif;color:rgb(31,73,125)">Dun Laoghaire, County Dublin, Ireland<u></u><u></u></span></b></p>
<p class="MsoNormal"><b><span style="font-size:11pt;font-family:Calibri,sans-serif;color:rgb(31,73,125)">Cell: <a href="tel:%2B353%20%280%2986-025-8974" value="+353860258974" target="_blank">+353 (0)86-025-8974</a><u></u><u></u></span></b></p>
<p class="MsoNormal"><b><span style="font-size:11pt;font-family:Calibri,sans-serif;color:rgb(31,73,125)">Email<a href="mailto:james@cyberinvasion.net?subject=Via:%20Email%20Signature" target="_blank">:james<span lang="EN-IE">@cyberinvasion.net</span></a></span></b><span lang="EN-IE" style="font-size:11pt;font-family:Calibri,sans-serif;color:rgb(31,73,125)"><u></u><u></u></span></p>
<p class="MsoNormal"><span style="font-size:11pt;font-family:Calibri,sans-serif;color:rgb(31,73,125)"><u></u> <u></u></span></p>
<p class="MsoNormal"><b><span style="font-size:11pt;font-family:Calibri,sans-serif">From:</span></b><span style="font-size:11pt;font-family:Calibri,sans-serif"> <a href="mailto:cwg-stewardship-bounces@icann.org" target="_blank">cwg-stewardship-bounces@icann.org</a> [mailto:<a href="mailto:cwg-stewardship-bounces@icann.org" target="_blank">cwg-stewardship-bounces@icann.org</a>]
<b>On Behalf Of </b>Bertrand de La Chapelle<br>
<b>Sent:</b> Monday, December 01, 2014 8:16 PM<br>
<b>To:</b> Greg Shatan<br>
<b>Cc:</b> CWG Stewardship<br>
<b>Subject:</b> [CWG-Stewardship] On ISOC signing the IETF MoU<u></u><u></u></span></p><div><div class="h5">
<p class="MsoNormal"><u></u> <u></u></p>
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<p class="MsoNormal">Greg,<u></u><u></u></p>
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<p class="MsoNormal"><u></u> <u></u></p>
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<p class="MsoNormal">Thanks for your patience. I am not trying to run in circles, but believe that consensus is reached when people do understand clearly why their perceptions are wrong. I may be close to that and always am ready to be corrected, which seems
to be the case here. <u></u><u></u></p>
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<p class="MsoNormal"><u></u> <u></u></p>
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<p class="MsoNormal">A final question though regarding your comment:<u></u><u></u></p>
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<p class="MsoNormal"><u></u> <u></u></p>
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<p class="MsoNormal"><span style="font-size:10pt;font-family:Arial,sans-serif">1) <b>Is incorporation required to "contract"?</b> Given that the IETF seems to have an MoU with ICANN (among other arrangements with other "entities"), I would suppose that
the answer is no. Can someone clarify this important point?<u></u><u></u></span></p>
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<p class="MsoNormal"><span style="font-size:10pt;font-family:Arial,sans-serif"><u></u> <u></u></span></p>
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<p class="MsoNormal"><span style="font-size:10pt;font-family:Arial,sans-serif;color:blue">GS: As pointed out before, ISOC is the signatory of the ICANN MoU. So the answer to your question is <b>YES, YES, A THOUSAND TIMES YES.</b></span><span style="font-size:10pt;font-family:Arial,sans-serif"><u></u><u></u></span></p>
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<p class="MsoNormal"><u></u> <u></u></p>
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<p class="MsoNormal">But when I look at the IETF-ICANN MoU and its supplemental agreement of 2013, I note that: <u></u><u></u></p>
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<p class="MsoNormal"><u></u> <u></u></p>
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<p class="MsoNormal">- the <a href="https://www.icann.org/resources/unthemed-pages/ietf-icann-mou-2000-03-01-en" target="_blank">
IETF-ICANN MoU</a> of 2000 was NOT signed by ISOC, as I already have mentioned, but by the IETF Chair and the IAB Chair, both non-incorporated entities<u></u><u></u></p>
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<p class="MsoNormal"><u></u> <u></u></p>
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<p class="MsoNormal">- the <a href="https://iaoc.ietf.org/documents/2013-ICANN-IETF-MoU-Supplemental-Agreement-Executed.pdf" target="_blank">
supplemental agreement</a> is signed by Elise Gerich for ICANN and Ray Pelletier as IETF Administrative Director and the organization listed for him is the IAOC.
<a href="https://tools.ietf.org/html/rfc4071" target="_blank">RFC 4071</a> describes the IASA (IETF Administrative Support Activity) of which the IETF Administrative Oversight Committee (IAOC) is a part. <u></u><u></u></p>
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<p class="MsoNormal"><u></u> <u></u></p>
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<p class="MsoNormal">Section 7 of this RFC says (emphasis added): <u></u><u></u></p>
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<p class="MsoNormal"><u></u> <u></u></p>
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<pre><span style="font-size:12pt;color:black">Independence: The IASA shall be <b>distinct from other ISOC activities</b>.<u></u><u></u></span></pre>
<pre><span style="font-size:12pt;color:black"> ISOC shall support the IASA through the mechanisms specified in<u></u><u></u></span></pre>
<pre><span style="font-size:12pt;color:black"> this document and its successors.<u></u><u></u></span></pre>
<pre><span style="font-size:12pt;color:black"><u></u> <u></u></span></pre>
<pre><span style="font-size:12pt;font-family:Arial,sans-serif;color:black">The hypothesis of moving IASA outside of ISOC is even explicitly envisaged (emphasis added):</span><span style="font-size:12pt;color:black"> <u></u><u></u></span></pre>
<pre><span style="font-size:12pt;color:black"><u></u> <u></u></span></pre>
<pre><span style="font-size:12pt;color:black"> Removability: While there is no current plan to transfer the legal<u></u><u></u></span></pre>
<pre><span style="font-size:12pt;color:black"> and financial home of the IASA to another corporation, the IASA<u></u><u></u></span></pre>
<pre><span style="font-size:12pt;color:black"> shall be structured to enable a clean transition <b>in the event that<u></u><u></u></b></span></pre>
<pre><b><span style="font-size:12pt;color:black"> the IETF community decides that such a transition is required</span></b><span style="font-size:12pt;color:black"> and<u></u><u></u></span></pre>
<pre><span style="font-size:12pt;color:black"> documents its consensus in a formal document (currently called a<u></u><u></u></span></pre>
<pre><span style="font-size:12pt;color:black"> BCP). In such a case, the IAOC shall give ISOC a minimum of six<u></u><u></u></span></pre>
<pre><span style="font-size:12pt;color:black"> months' notice before the transition formally occurs.<u></u><u></u></span></pre>
<pre><span style="font-size:12pt;color:black"><u></u> <u></u></span></pre>
<pre><span style="font-size:12pt;font-family:Arial,sans-serif;color:black">Am I missing something here or is the statement that ISOC is signing these agreements not entirely accurate? Given the importance of this argument in your position, could you please elaborate, if I may abuse your time. And once again, thanks for your patience. I am sure that these clarifications help several others come along towards common understanding. </span><span style="font-size:12pt;color:black"><u></u><u></u></span></pre>
<pre><span style="font-size:12pt;color:black"><u></u> <u></u></span></pre>
<pre><span style="font-size:12pt;font-family:Arial,sans-serif;color:black">Best</span><span style="font-size:12pt;color:black"><u></u><u></u></span></pre>
<pre><span style="font-size:12pt;color:black"><u></u> <u></u></span></pre>
<pre><span style="font-size:12pt;font-family:Arial,sans-serif;color:black">Bertrand</span><span style="font-size:12pt;color:black"><u></u><u></u></span></pre>
<pre><span style="font-size:12pt;color:black"><u></u> <u></u></span></pre>
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<p class="MsoNormal" style="line-height:12pt"><span style="font-size:10pt;font-family:Arial,sans-serif;color:rgb(176,173,176)">"<em><span style="font-family:Arial,sans-serif">Le plus beau métier des hommes, c'est d'unir les hommes</span></em>", Antoine de
Saint Exupéry<br>
("<em><span style="font-family:Arial,sans-serif">There is no greater mission for humans than uniting humans</span></em>")<u></u><u></u></span></p>
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<p class="MsoNormal" style="line-height:12pt"><span style="font-size:10pt;font-family:Arial,sans-serif;color:rgb(0,138,204);text-transform:uppercase">BERTRAND DE LA CHAPELLE</span><span style="font-size:10pt;font-family:Arial,sans-serif;color:rgb(38,38,38)"><u></u><u></u></span></p>
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<p class="MsoNormal" style="line-height:12pt"><span style="font-size:10pt;font-family:Arial,sans-serif;color:rgb(38,38,38)">Internet & Jurisdiction Project | Director<u></u><u></u></span></p>
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<p class="MsoNormal" style="line-height:12pt"><span style="font-size:10pt;font-family:Arial,sans-serif;color:rgb(38,38,38)">email <a href="mailto:bdelachapelle@internetjurisdiction.net" target="_blank"><span style="color:rgb(159,157,159);text-decoration:none">bdelachapelle@internetjurisdiction.net</span></a><u></u><u></u></span></p>
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<p class="MsoNormal" style="line-height:12pt"><span style="font-size:10pt;font-family:Arial,sans-serif;color:rgb(38,38,38)">email <a href="mailto:bdelachapelle@gmail.com" target="_blank"><span style="color:rgb(159,157,159);text-decoration:none">bdelachapelle@gmail.com</span></a><u></u><u></u></span></p>
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<p class="MsoNormal"><u></u> <u></u></p>
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<p class="MsoNormal">On Mon, Dec 1, 2014 at 8:32 PM, Greg Shatan <<a href="mailto:gregshatanipc@gmail.com" target="_blank">gregshatanipc@gmail.com</a>> wrote:<u></u><u></u></p>
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<p class="MsoNormal">Bertrand:<u></u><u></u></p>
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<p class="MsoNormal">I think these questions have been asked and answered several times (including by me in a response to an earlier email), but I"ll do it again. Responses inline.<u></u><u></u></p>
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<p class="MsoNormal"><u></u> <u></u></p>
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<p class="MsoNormal">On Mon, Dec 1, 2014 at 11:10 AM, Bertrand de La Chapelle <<a href="mailto:bdelachapelle@gmail.com" target="_blank">bdelachapelle@gmail.com</a>> wrote:<u></u><u></u></p>
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<p class="MsoNormal">Dear Greg, dear all,<u></u><u></u></p>
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<p class="MsoNormal">Two things: 1) a comment on the notion of "entity" and 2) a few key questions that I would like to see clearly answered to move forward<u></u><u></u></p>
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<p class="MsoNormal"><u></u> <u></u></p>
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<p class="MsoNormal"><b>1) ON THE NOTION OF "ENTITY" AND COMMON UNDERSTANDING</b><u></u><u></u></p>
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<p class="MsoNormal"><u></u> <u></u></p>
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<p class="MsoNormal">In your exchange below with Holly, you mentioned two definitions of the term "entity". She rightly pointed there were of two types: one from a legal perspective and another one a more general, layman's perspective. <u></u><u></u></p>
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<p class="MsoNormal">Naturally, the first one (the legal one) focuses on incorporation, with mentions such as "separate existence for tax purposes". <u></u><u></u></p>
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<p class="MsoNormal"><u></u> <u></u></p>
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<p class="MsoNormal">The second one, however, from the Merriam-Webster was more generic:<u></u><u></u></p>
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<p class="MsoNormal"><u></u> <u></u></p>
</div>
<blockquote style="margin-left:30pt;margin-right:0in">
<div>
<p class="MsoNormal"><i><span style="font-family:Arial,sans-serif">1 a <strong><span style="font-family:Arial,sans-serif">:</span></strong> <a href="http://www.merriam-webster.com/dictionary/being" target="_blank">being</a>, <a href="http://www.merriam-webster.com/dictionary/existence" target="_blank">existence</a>; especially <strong><span style="font-family:Arial,sans-serif">:</span></strong>
independent, separate, or self-contained existence</span></i><u></u><u></u></p>
</div>
<div>
<p class="MsoNormal"><i><span style="font-family:Arial,sans-serif">b <strong><span style="font-family:Arial,sans-serif">:</span></strong> the existence of a thing as contrasted with its attributes</span></i><u></u><u></u></p>
</div>
<div>
<p class="MsoNormal"><i><span style="font-family:Arial,sans-serif">2<strong><span style="font-family:Arial,sans-serif">:</span></strong> something that has separate and distinct existence and objective or conceptual reality</span></i><u></u><u></u></p>
</div>
<div>
<p class="MsoNormal"><i><span style="font-family:Arial,sans-serif">3<strong><span style="font-family:Arial,sans-serif">:</span></strong> an organization (as a business or governmental unit) that has an identity separate from those of its members</span></i> <u></u><u></u></p>
</div>
</blockquote>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal">I have a simple question: is the IETF an "entity" acccording to that definition, although it is not incorporated? I believe the answer is yes. <u></u><u></u></p>
</div>
</div>
</blockquote>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal"><span style="color:blue">GS: It is not an entity for the purpose of entering into contracts. ISOC (which is a legal entity) enters into contracts. (IETF is an "organized activity" of ISOC.) </span><u></u><u></u></p>
</div>
<blockquote style="border-style:none none none solid;border-left-color:rgb(204,204,204);border-left-width:1pt;padding:0in 0in 0in 6pt;margin-left:4.8pt;margin-right:0in">
<div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal">As you know, the W3C, at least for a long period of time, was not incorporated, relying on three separate MoUs with "host" structures. (It may have changed since then but that was the case for several years). Isn't the W3C an "entity" for
the purpose of the discussion we're having?<u></u><u></u></p>
</div>
</div>
</blockquote>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal"><span style="color:blue">GS: No. W3C is not an entity for the purpose of discussions regarding entering into contracts. W3C is a contractual entity, created by a Joint Agreement between the host institutions. W3C members enter into
a Member Agreement signed by all 4 host institutions. </span><u></u><u></u></p>
</div>
<blockquote style="border-style:none none none solid;border-left-color:rgb(204,204,204);border-left-width:1pt;padding:0in 0in 0in 6pt;margin-left:4.8pt;margin-right:0in">
<div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal">Likewise, aren't the gNSO and the ccNSO, "organizations" (it is in their name) that have "an identity separate from those of (their) members", and "something that has a separate and distinct existence and objective or conceptual reality",
and a "self-contained existence"? And therefore "entities" in light of the MW definition above?<u></u><u></u></p>
</div>
</div>
</blockquote>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal"><span style="color:blue">GS: They may be entities for some purposes, but not for the purpose of entering into contracts. To the extent they are entities, that is irrelevant to the discussion at hand. </span><u></u><u></u></p>
</div>
<blockquote style="border-style:none none none solid;border-left-color:rgb(204,204,204);border-left-width:1pt;padding:0in 0in 0in 6pt;margin-left:4.8pt;margin-right:0in">
<div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal">You may have had a legal meaning in mind for the term "entity" because of your own background but it seems clear that in Frankfurt, several people clearly understood the word in its more general meaning. <u></u><u></u></p>
</div>
</div>
</blockquote>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal"><span style="color:blue">GS: I believe this has since been clarified. </span><u></u><u></u></p>
</div>
<blockquote style="border-style:none none none solid;border-left-color:rgb(204,204,204);border-left-width:1pt;padding:0in 0in 0in 6pt;margin-left:4.8pt;margin-right:0in">
<div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal"><b>2) KEY QUESTIONS</b><u></u><u></u></p>
</div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal">In my view, the core of the discussion here can be summarized as follows: <u></u><u></u></p>
</div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal">1) <b>Is incorporation required to "contract"?</b> Given that the IETF seems to have an MoU with ICANN (among other arrangements with other "entities"), I would suppose that the answer is no. Can someone clarify this important point?<u></u><u></u></p>
</div>
</div>
</blockquote>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal"><span style="color:blue">GS: As pointed out before, ISOC is the signatory of the ICANN MoU. So the answer to your question is
<b>YES, YES, A THOUSAND TIMES YES.</b> </span><u></u><u></u></p>
</div>
<blockquote style="border-style:none none none solid;border-left-color:rgb(204,204,204);border-left-width:1pt;padding:0in 0in 0in 6pt;margin-left:4.8pt;margin-right:0in">
<div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal">2) If the answer above is indeed no, is there any practical, legal or other constraint that would
<b>expressly forbid IETF, the NRO (or ASO), the ccNSO and the gNSO to have each an MoU</b> with ICANN or any other contractor for the IANA functions? <u></u><u></u></p>
</div>
</div>
</blockquote>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal"><span style="color:blue">GS: The answer above is yes, so no need to go further. (I will also state again for the record that an MoU is a contract, and has to follow all the rules applicable to contracts in general.) </span><u></u><u></u></p>
</div>
<blockquote style="border-style:none none none solid;border-left-color:rgb(204,204,204);border-left-width:1pt;padding:0in 0in 0in 6pt;margin-left:4.8pt;margin-right:0in">
<div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal">3) If the answer to 2) above is no, what are <b>the pros and cons to establishing instead a specific contracting Corporation</b>, in terms of simplicity, compatibility between the mechanisms for the different groups (parameters, numbers,
names), guarantee of accountability, stability and security of the system.<u></u><u></u></p>
</div>
</div>
</blockquote>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal"><span style="color:blue">GS: The answer to 2) is either "yes" or "not applicable," so no need to go further. </span><u></u><u></u></p>
</div>
<blockquote style="border-style:none none none solid;border-left-color:rgb(204,204,204);border-left-width:1pt;padding:0in 0in 0in 6pt;margin-left:4.8pt;margin-right:0in">
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<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal">Unless these questions are clearly answered, I am afraid we will be running in circles and losing time.<u></u><u></u></p>
</div>
</div>
</blockquote>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal"><span style="color:blue">GS: I am afraid that a number of people seem to insist on running in circles. I have been spending quite some time trying to whack them back on track. I do not think that the group as a whole is running in this
circle, or losing time, just a few people who desperately want to find something that doesn't exist. If it did, don't you think I would be the first person to bring it up?</span><u></u><u></u></p>
</div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal"><span style="color:blue">I hope that these questions are now clearly and definitively answered.</span><u></u><u></u></p>
</div>
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<p class="MsoNormal"><span style="color:rgb(136,136,136)"><u></u> <u></u></span></p>
</div>
<div>
<p class="MsoNormal"><span style="color:blue">Greg</span><span style="color:rgb(136,136,136)"><u></u><u></u></span></p>
</div>
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<div>
<blockquote style="border-style:none none none solid;border-left-color:rgb(204,204,204);border-left-width:1pt;padding:0in 0in 0in 6pt;margin-left:4.8pt;margin-right:0in">
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<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal">Thanks for the feedback. <u></u><u></u></p>
</div>
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<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal">Best<u></u><u></u></p>
</div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal">Bertrand<u></u><u></u></p>
</div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
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<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal"><br clear="all">
<u></u><u></u></p>
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<p class="MsoNormal" style="line-height:12pt"><span style="font-size:10pt;font-family:Arial,sans-serif;color:rgb(176,173,176)">"<em><span style="font-family:Arial,sans-serif">Le plus beau métier des hommes, c'est d'unir les hommes</span></em>", Antoine de
Saint Exupéry<br>
("<em><span style="font-family:Arial,sans-serif">There is no greater mission for humans than uniting humans</span></em>")<u></u><u></u></span></p>
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<p class="MsoNormal" style="line-height:12pt"><span style="font-size:10pt;font-family:Arial,sans-serif;color:rgb(0,138,204);text-transform:uppercase">BERTRAND DE LA CHAPELLE</span><span style="font-size:10pt;font-family:Arial,sans-serif;color:rgb(38,38,38)"><u></u><u></u></span></p>
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<p class="MsoNormal" style="line-height:12pt"><span style="font-size:10pt;font-family:Arial,sans-serif;color:rgb(38,38,38)">Internet & Jurisdiction Project | Director<u></u><u></u></span></p>
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<p class="MsoNormal"><u></u> <u></u></p>
<div>
<p class="MsoNormal">On Sun, Nov 30, 2014 at 7:42 AM, Greg Shatan <<a href="mailto:gregshatanipc@gmail.com" target="_blank">gregshatanipc@gmail.com</a>> wrote:<u></u><u></u></p>
<blockquote style="border-style:none none none solid;border-left-color:rgb(204,204,204);border-left-width:1pt;padding:0in 0in 0in 6pt;margin-left:4.8pt;margin-right:0in">
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<div>
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<div>
<p class="MsoNormal" style="margin-bottom:12pt">Holly and all:<u></u><u></u></p>
</div>
<p class="MsoNormal">If we are turning to the dictionary, please consider the following:<br>
<br>
<span style="font-size:13.5pt">Entity </span><u></u><u></u></p>
<p><i><span style="font-size:13.5pt">A real being; existence. An organization or being that possesses separate existence for tax purposes. Examples would be corporations, partnerships, estates, and trusts. The accounting entity for which accounting statements
are prepared may not be the same as the entity defined by law.</span></i><u></u><u></u></p>
<p><span style="font-size:13.5pt">Entity <i>includes corporation and foreign corporation; not-for-profit corporation; profit and not for-profit unincorporated association;</i>
<a href="http://legal-dictionary.thefreedictionary.com/Business+Trust" target="_blank">
Business Trust</a>, <i>estate, partnership, trust, and two or more persons having a joint or common economic interest; and state, U.S., and foreign governments.</i></span><u></u><u></u></p>
<p><i><span style="font-size:13.5pt">An existence apart, such as a corporation in relation to its stockholders.</span></i><u></u><u></u></p>
<p><i><span style="font-size:13.5pt">Entity includes person, estate, trust, governmental unit.</span></i><u></u><u></u></p>
<div>
<p class="MsoNormal" style="margin-bottom:12pt"><span style="font-size:13.5pt">West's Encyclopedia of American Law, edition 2. Copyright 2008 The Gale Group, Inc. All rights reserved.</span><u></u><u></u></p>
</div>
</div>
<p class="MsoNormal" style="margin-bottom:12pt">This is what I mean when I say "entity." I'll try to say "legal entity" to avoid any doubt in future. But there was no doubt in my mind (or many others) that when we were talking about creating an entity --
and in particular, an entity that could enter into a contract -- that this is what we were talking about.<u></u><u></u></p>
</div>
<p class="MsoNormal" style="margin-bottom:12pt">For what it's worth, the Merriam-Webster's definition that I found first when searching the Internet is as follows:<u></u><u></u></p>
<div>
<div>
<p class="MsoNormal"><span style="font-size:13.5pt">1<em> a</em> <strong>:</strong>
<a href="http://www.merriam-webster.com/dictionary/being" target="_blank">being</a>,
<a href="http://www.merriam-webster.com/dictionary/existence" target="_blank">existence</a>;
<em>especially</em> <strong>:</strong> independent, separate, or self-contained existence
<u></u><u></u></span></p>
<p class="MsoNormal"><em><span style="font-size:13.5pt">b</span></em><span style="font-size:13.5pt">
<strong>:</strong> the existence of a thing as contrasted with its attributes </span>
<u></u><u></u></p>
</div>
</div>
<div>
<div>
<p class="MsoNormal"><span style="font-size:13.5pt">2<strong>:</strong> something that has separate and distinct existence and objective or conceptual reality
</span><u></u><u></u></p>
</div>
</div>
<div>
<div>
<p class="MsoNormal"><span style="font-size:13.5pt">3<strong>:</strong> an organization (as a business or governmental unit) that has an identity separate from those of its members
</span><u></u><u></u></p>
</div>
</div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<p class="MsoNormal">Greg<u></u><u></u></p>
</div>
<div>
<div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
<div>
<p class="MsoNormal">On Sat, Nov 29, 2014 at 11:16 PM, Holly Raiche <<a href="mailto:h.raiche@internode.on.net" target="_blank">h.raiche@internode.on.net</a>> wrote:<u></u><u></u></p>
<blockquote style="border-style:none none none solid;border-left-color:rgb(204,204,204);border-left-width:1pt;padding:0in 0in 0in 6pt;margin-left:4.8pt;margin-right:0in">
<div>
<p class="MsoNormal">Thank you Alan for the time and thought you have put into this. My comments, for what they are worth, interspersed.<u></u><u></u></p>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal">Holly<u></u><u></u></p>
</div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
<div>
<div>
<p class="MsoNormal">On 29 Nov 2014, at 4:23 pm, Alan Greenberg <<a href="mailto:alan.greenberg@mcgill.ca" target="_blank">alan.greenberg@mcgill.ca</a>> wrote:<u></u><u></u></p>
</div>
<p class="MsoNormal"><br>
<br>
<u></u><u></u></p>
<blockquote style="margin-top:5pt;margin-bottom:5pt">
<div>
<p class="MsoNormal">As I have mentioned during the F2F meeting in Frankfurt and on the most recent teleconference, I have significant problems with the proposal currently on the table. I am taking this opportunity to present my concerns in somewhat more detail,
and I will also present what I believe to be a viable alternative. The ideas presented are my own, but I do know that they are largely shared by my At-Large colleagues and by some others in the community.<br>
<br>
I am also quite aware that my alternative options are likely to be vehemently opposed by some.<br>
<br>
I should also add that there are aspects of the current draft CWG proposal that I strongly support. The Independent Appeals Panel is perhaps the most important one.<br>
<br>
<b><span style="font-size:18pt;color:blue">Overview<br>
<br>
</span></b>Many of my concerns are due to the large number of "details" that are, as yet, unspecified. Perhaps some of my concerns will be negated once there are sufficient answers, but I have the nagging feeling that for many, there will be no viable answer.
This message will necessarily be long - my apologies for that.<br>
<br>
<b><span style="font-size:18pt;color:blue">Contract Co.<br>
<br>
</span></b>Many of the issues surround the "entity" (as it was referred to in Frankfurt).
<u></u><u></u></p>
</div>
</blockquote>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<p class="MsoNormal">First - using a Webster’s Dictionary (for the many Americans commenting) entity is defined as a ‘thing which has reality and distinctness’. NB: It does NOT NECESSARILY imply any corporate status. So there was a big and surprising leap
from entity - which many of us supported - to some kind of corporate structure - which seems to have become a done deal in the minds of some. However, if it ‘signs a contract’, it necessarily has some legal status. And the tasks given below suggest it should.
Is it too late to ask whether it is possible to have the PRT without a contract company.<u></u><u></u></p>
</div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<blockquote style="margin-top:5pt;margin-bottom:5pt">
<div>
<p class="MsoNormal">The draft somewhat glibly says that it will only sign the contract. But it seems to be outsourcing much of its responsibility to the Multistakeholder Periodic Review Team (PRT), and that seems problematic. Perhaps the intent is not that
all of these things go to the PRT, but there does not seem to be anywhere else for the functions to go. Among the tasks that it has outsourced are consultation regarding the contents of future RFPs, RFP issuance, RFP evaluation, contract negotiation and contract
enforcement. What it cannot outsource is addressing legal issues such as being sued by a bidder who failed for win the contract and other such possibilities. Whether it is possible to have such an empty company do all this remains to be demonstrated. I will
deal with problems with this outsourcing under the PRT.<br>
<br>
The jurisdiction under which the company is registered has been the subject of some discussion. Clearly there are those who feel that under no conditions can it be the US. At the same time, there are some indications (such as terms in the Kelly bill) that imply
that the US Government may not be willing to accept anything other than the US. Note that I understand that the Kelly bill itself may wither and die, but to quote Milton Meuller, "We should also pay attention to it because the bill provides a very good benchmark
for preparing for the kind of questions that the NTIA is likely to be asked after they get a complete proposal from the ICG and begin to implement it. The Kelly bill can be considered a list of the concerns that US-based interests are going to be using to
assess the final proposal. The GAO Report is equally important in this regard. Ignore them at your peril." (E-mail to the CWG-Stewardship list on 23 Nov 2014)<br>
<br>
Without details of exactly how this corporation will exist, it is impossible to assure oneself that it cannot be captured or controlled by some entity or government(s). Running IANA will be a treasured target by some countries and we do not know what lengths
they would go to capture the contract. NTIA had the strength of the US (and its battleships and such) behind it. Contract Co. will not.<br>
<br>
There has been no discussion about how this entity, or any part of the overall proposal, is funded. More on this later.<br>
<br>
<b><span style="font-size:18pt;color:blue">Multistakeholder Periodic Review Team (PRT)</span></b><u></u><u></u></p>
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</blockquote>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<blockquote style="margin-top:5pt;margin-bottom:5pt">
<div>
<p class="MsoNormal"><b><span style="font-size:18pt;color:blue"><br>
</span></b>The PRT is effectively the operational arm of Contract Co. It is the entity that makes decision for Contract Co., presumably including those related to the RFP, contract negotiations, contract enforcement and much more. But by its very name, it is
Periodic. It does not exist at all times and there are some in the community that have said it should be re-constituted afresh every time it is needed (perhaps like the Phoenix born from the ashes of its predecessor). I fail to understand to how it can take
action on problems if it is not an ongoing entity.<br>
<br>
The description says that it is a "body" with representatives selected by the relevant bodies. Accepting that "relevant" is to be decided later, it is unclear under whose auspices this body is convened, and how we can ensure that it remains free from capture
or malformation. It was suggested in Frankfurt that this body could be akin to (or even identical to) the IANA-CWG, but given that the entire concept of this elaborate infrastructure is to allow ICANN to be completely excluded from the IANA management process,
presumably because it has ceased to carry out this function as well as all parties claim it is now doing, what makes us think that ICANN would take responsibility for this, or more to the point, could be trusted to do it properly?<u></u><u></u></p>
</div>
</blockquote>
<p class="MsoNormal">The idea behind talking about an entity rather than a corporate structure was to suggest that it is possible to have structures with functions, without those structures have an individual corporate personality. ALAC, GNSO,ccNSO, SSAC are
all examples of entities that have an ongoing existence, functions, etc but do not have separate corporate identities. It can be done - indeed, is being done.<br>
<br>
<u></u><u></u></p>
<blockquote style="margin-top:5pt;margin-bottom:5pt">
<div>
<p class="MsoNormal"><br>
So how this body, which is the critical keystone [<a href="http://en.wikipedia.org/wiki/Keystone_(architecture" target="_blank"> http://en.wikipedia.org/wiki/Keystone_(architecture</a>)] on which this entire superstructure depends, constituted, and funded.
And how does one ensure that it is not corrupted, or captured? Or sued. <u></u><u></u></p>
</div>
</blockquote>
<p class="MsoNormal">This was always my concern with creating a new corporate structure.<u></u><u></u></p>
</div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<blockquote style="margin-top:5pt;margin-bottom:5pt">
<div>
<p class="MsoNormal">A body as large as it will have to be will require infrastructure such as a secretariat - how do we ensure that IT is not subverted (just look at all the effort that has gone into ensuring an independent ICG secretariat)? And without a
corporate backing of the PRT, its members would be personally liable in the case of a lawsuit. Who would want to serve on such a group? Moreover, in an environment where the PRT is taking very significant decisions, both financial offers and personal threats
would be an effective method of capture (and presumably this is all volunteer work, or at most a modest stipend).<u></u><u></u></p>
</div>
</blockquote>
<p class="MsoNormal">For my money, these are critical questions - which remain unanswered. <br>
<br>
<u></u><u></u></p>
<blockquote style="margin-top:5pt;margin-bottom:5pt">
<div>
<p class="MsoNormal"><br>
Surely, the PRT, which is implicitly all powerful, would need a new oversight mechanism over it! And who oversees THAT oversight body?<u></u><u></u></p>
</div>
</blockquote>
<p class="MsoNormal">EXACTLY - but the same can be said of the Contract Company. Who funds it, who monitors it. And do we not then wind up with accountability issues for ICANN AND its oversight body.<br>
<br>
<u></u><u></u></p>
<blockquote style="margin-top:5pt;margin-bottom:5pt">
<div>
<p class="MsoNormal"><br>
<b><span style="font-size:18pt;color:blue">Customer Standing Panel (CSC)<br>
<br>
</span></b>It is unclear exactly what this body monitors. If it is JUST service levels committed to by IANA, the composition may be ok. But if it is also responsible for ensuring that IANA is following policy, then the composition MUST reflect the multi-stakeholder
body or bodies that created such policy. You cannot presume that the customers, who may have been vehemently opposed to any specific policy, will report that such a policy is not being policy. If the CSC is NOT monitoring adherence to policy, then who is?
It does not seem to be covered in the proposal. During e-mail discussions, someone said it was the job of the (for the gTLD space) GNSO. But it does not have the staff or Bylaw mandate to do so, nor would it have any standing to complain to whoever it is that
would attempt enforcement (the PRT??). <u></u><u></u></p>
</div>
</blockquote>
<p class="MsoNormal">Absolutely agree. I think the problem with the concept is the word ‘customer’; it does not encompass all those who are impacted by IANA/ICANN decisions. And agree with the comment abut the GNSO.<br>
<br>
<u></u><u></u></p>
<blockquote style="margin-top:5pt;margin-bottom:5pt">
<div>
<p class="MsoNormal"><br>
There is reference to Liaison from ACs and SOs on the CSC. In the ICANN context, a Liaison has no power other than that of persuasion. They have no power to act if they are in disagreement with the majority of the full members. <u></u><u></u></p>
</div>
</blockquote>
<p class="MsoNormal">Which is why a Standing Panel based on the MSM is the better model.<br>
<br>
<u></u><u></u></p>
<blockquote style="margin-top:5pt;margin-bottom:5pt">
<div>
<p class="MsoNormal"><br>
<b><span style="font-size:18pt;color:blue">Cost<br>
<br>
</span></b>Cost has been mentioned briefly above, but it is a significant issue. Aside from the costs of the infrastructure we are discussing here, there is the cost of IANA. Currently this is funded by ICANN. If ICANN were to be taken out of the picture (and
the possibility of doing that is the ONLY reason for building all of this), where does the funding come from? From ICANN, out of the goodness of its heart, despite no longer having ANY control over how much money is demanded or how it is spent? By the gTLD
registries, who have said they would likely fund THEIR part of the costs, but not the entire thing. By the ccTLDs who have clearly said we should not depend on them (with a few exceptions)?<u></u><u></u></p>
</div>
</blockquote>
<p class="MsoNormal">WELL SAID<br>
<br>
<u></u><u></u></p>
<blockquote style="margin-top:5pt;margin-bottom:5pt">
<div>
<p class="MsoNormal"><br>
<b><span style="font-size:18pt;color:blue">Acceptability<br>
<br>
</span></b>The last time I heard Larry Strickling talk about the stewardship transition, he said it would only take place if sufficient controls were put in place to address ICANN messing up (i.e., in the extreme, a rogue Board). That PRESUMES that it is ICANN
at the centre of the IANA stewardship - why else would we care about ICANN accountability if ICANN were not involved. From that, my take is they envision the IANA responsibility being transferred to ICANN. The Kelly bill clearly presumes this as well - why
else would it be attempting to put so many constraints on ICANN? <u></u><u></u></p>
</div>
</blockquote>
<p class="MsoNormal">Again, well said<br>
<br>
<u></u><u></u></p>
<blockquote style="margin-top:5pt;margin-bottom:5pt">
<div>
<p class="MsoNormal"><br>
It is not at all clear that a proposal such as one that the CWG has put in this draft would be acceptable to the US government.
<u></u><u></u></p>
</div>
</blockquote>
<p class="MsoNormal">I don’t think it would be either.<br>
<br>
<u></u><u></u></p>
<blockquote style="margin-top:5pt;margin-bottom:5pt">
<div>
<p class="MsoNormal"><br>
It will certainly not be a favoured proposal from the point of view of the ICANN Board (who may not have a direct say in this but cannot be totally ignored either).<br>
<br>
<b><span style="font-size:18pt;color:blue">Integratability<br>
<br>
</span></b>The ICG will be tasked with integrating the CWG proposal with that of the RIRs and the IETF. Although this is clearly their job and not ours, I have always believed that one needs to look ahead to ensure that there are no impassable roadblocks ahead.<br>
<br>
We do not definitively know what those proposals will be, but indications are emerging. Both bodies seem to be happy with how ICANN is managing IANA, but both feel that in the event of any untoward action, they could move the responsibility associated with
their areas somewhere else. Since in both cases, it is the same body that sets the policy that would judge it, no great complexity is involved. In ICANN's case, since the bodies that set policy in the names space are (to a large extent) an integral part of
ICANN, they cannot take action against their "parent" (so to speak). Thus this cumbersome alternative.<br>
<br>
Integrating these two approaches may be difficult.<br>
<br>
<b><span style="font-size:18pt;color:blue">Lost Opportunity<br>
<br>
</span></b>Part of the IANA Stewardship Transition is to put in place suitable ICANN accountability and governance changes so as to ensure the continuity of the IANA function.
<br>
<br>
If all of the questions posed here, and the ones raised by others are addressed, we would end up moving from a situation where an entity (the NTIA of the US government) awards the IANA contract. The contract is currently held by ICANN but in theory at some
future date, it could be awarded to some other organization, removing ICANN from any operational connection to ICANN.<br>
<br>
The new situation would be where Contract Co. awards the IANA contract. The contract will initially be held by ICANN but in theory at some future date, it could be awarded to some other organization, removing ICANN from any operational connection to ICANN.<br>
<br>
Notice the parallel wording. ICANN really has no motivation to change to effect this change. And in all likelihood any change associated with this transition will be minimal.<br>
<br>
If we go down the path of the current draft CWG proposal, I believe that a major opportunity will have been lost to reform ICANN.<br>
<br>
<b><span style="font-size:18pt;color:blue">Alternative<br>
<br>
</span></b>Simply criticizing the current CWG draft proposal is not particularly useful without alternatives. My alternative is certain to not please some of the parties in this discussion, but I believe that it is both possible and viable.<br>
<br>
All of the complexity of the CWG draft proposal is there to cover the eventuality that ICANN suddenly or gracefully stops performing the IANA function to the satisfaction of the community. That was indeed the situation a number of years ago, and ICANN took
effective action to rectify the problems (that is, the NTI did not have to yank the contract to fix the problems). At the moment all parties seem to agree that there are no significant outstanding major problems, certainly none that could justify a change
in the status quo. But there is a recurrent fear of "what if". What if ICANN had the IANA responsibility in perpetuity and stopped caring. Or had a Board that deliberately and without community support took action or inaction to harm how the IANA functions
are carried out (the "rogue Board scenario).<br>
<br>
These worst case alternatives are indeed possible. And since under the current ICANN Bylaws, the Board is effectively sovereign, little could be done short of changing the Board over a period of 3+ years.<u></u><u></u></p>
</div>
</blockquote>
<p class="MsoNormal">And this is what worries Larry Strickling - what he said publicly at the last ICANN meeting. He does want a credible answer that will satisfy his masters (including Congress)<br>
<br>
<u></u><u></u></p>
<blockquote style="margin-top:5pt;margin-bottom:5pt">
<div>
<p class="MsoNormal"><br>
I suggest that there are ways to alter ICANN's Bylaws to allow the effective control of an out-of-control Board. These mechanisms will not be particularly appreciated by the ICANN Board, but I believe that such measures (or something similar) would be adopted
if that is what is required to be granted IANA.<br>
<br>
There are a number of components that I will describe. They are not necessarily a complete or even the correct set. Putting in place a complete set of cohesive recommendations is what the Accountability CCWG is being convened for. But the existence of the following
as a starting point, I believe, demonstrates that there IS a way to proceed forward.<br>
<br>
- ACs and SOs must be given the ability to recall their sitting Board member. There will be no need to await the end of the current 3-year term.<br>
- Certain classes of decision regarding IANA can only be made with (for an example) a supermajority (2/3) of the Board's maximum Bylaw-mandated membership approving the decision. Without the bulk of the AC/SO Board members, there will not be a critical
mass of Board members to take such a decision.<br>
- Certain classes of decision regarding IANA may only be made after notification period and public comment. This would allow the ACs and SOs sufficient time to act to recall their Board members<br>
- It is possible that the composition of the Board might need to be slightly altered to ensure that a recall of most but not all AC/SO Board members would be effective in halting action. Or a higher threshold than supermajority might be needed.<br>
- Bylaws regarding GAC advice related to IANA might need to somewhat altered to compensate for the GAC not having sitting Board members.<br>
- Similarly, non-affiliated ccTLDs would need to be worked into the equation.<br>
- If allowed under California law, the Bylaws could be require that under certain circumstances, a Board decision could be appealed to an external body (similar to the proposal's Independent Appeal for IANA decisions) and that the decision would be binding
and enforceable in courts.<u></u><u></u></p>
</div>
</blockquote>
<p class="MsoNormal">I don’t think this is the entire answer BUT it goes a long way towards a workable response that can dovetail nicely with what both the numbers and protocols community are coming up with. <u></u><u></u></p>
</div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal">Again, that you Alan - this is a really good summary of both concerns and a very positive way forward.<u></u><u></u></p>
</div>
<div>
<p class="MsoNormal"><u></u> <u></u></p>
</div>
<div>
<p class="MsoNormal"><br>
<br>
<u></u><u></u></p>
<blockquote style="margin-top:5pt;margin-bottom:5pt">
<p class="MsoNormal">_______________________________________________<br>
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</blockquote>
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<p class="MsoNormal"><u></u> <u></u></p>
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<p class="MsoNormal" style="margin-bottom:12pt"><br>
_______________________________________________<br>
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<p class="MsoNormal"><br>
<br clear="all">
<u></u><u></u></p>
</div>
</div>
<p class="MsoNormal">-- <u></u><u></u></p>
<div>
<div>
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<p class="MsoNormal" style="margin-bottom:12pt"><br>
_______________________________________________<br>
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<p class="MsoNormal"><u></u> <u></u></p>
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<p class="MsoNormal"><u></u> <u></u></p>
</div>
</div>
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</div>
</blockquote></div><br></div></div>