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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">I am fine with that Kurt. I read it totally differently, i.e., that we could not impose additional services on the IANA functions operator unless the services
were related to “</span><span style="font-size:11.0pt;font-family:"Calibri","sans-serif"">security, stability and resilience of the DNS</span><span style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">”. I think it would be good to make
it clearer.<o:p></o:p></span></p>
<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"><o:p> </o:p></span></p>
<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">Chuck<o:p></o:p></span></p>
<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"><o:p> </o:p></span></p>
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<p class="MsoNormal"><b><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif"">From:</span></b><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif""> Kurt Pritz [mailto:kpritz@thedna.org]
<br>
<b>Sent:</b> Friday, March 06, 2015 6:29 PM<br>
<b>To:</b> Martin Boyle<br>
<b>Cc:</b> Gomes, Chuck; Maarten Simon; cwg-stewardship@icann.org<br>
<b>Subject:</b> Re: [CWG-Stewardship] Principles and Criteria that Should Underpin Decisions on the Transition of NTIA Stewardship: New Draft<o:p></o:p></span></p>
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<p class="MsoNormal"><o:p> </o:p></p>
<p class="MsoNormal">Replying to Chuck (and Martin):<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">Martin is correct. I made the comment before the existence of design teams were the twinkle in anyone's eye.<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">When reviewing an early draft of the principles and seeing this reservation for the ccTLDs, I thought there should be a similar principle for gTLDs: to limit unilaterally proposed changes.My recollection is that this principle comes from
early days that IANA services could not be predicated on payment of fees, signing an ICANN contract, joining the ccNSO or other actions. My thinking in applying this to gTLDs is that IANA services can never be withheld due to contractual disputes or any other
reason (except for the paramount SSR concerns). I think it can be stated as a principle based on the historical context and is a more powerful protection for registry operators when stated as a principle. <o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">That was my thinking.<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">Kurt<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">On Mar 6, 2015, at 3:03 AM, Martin Boyle <<a href="mailto:Martin.Boyle@nominet.org.uk">Martin.Boyle@nominet.org.uk</a>> wrote:<o:p></o:p></p>
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<o:p></o:p></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">Hi Chuck,</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">Without wanting to pre-empt Kurt’s response, I have two general comments:</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal" style="text-indent:-.25in"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">1.</span><span lang="EN-GB" style="font-size:7.0pt;color:#1F497D"> <span class="apple-converted-space"> </span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">A
principle that depends on what solution you work up is not a principle. If this is really like that, we should just delete it here and now.</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal" style="text-indent:-.25in"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">2.</span><span lang="EN-GB" style="font-size:7.0pt;color:#1F497D"> <span class="apple-converted-space"> </span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">Kurt
originally proposed this (back before Christmas if I remember correctly) as a gTLD equivalent of the ccTLD case in the previous clause (h.ii, now 5.ii). I recognise the differences between ccTLDs and gTLDs – not least the existence of any contractual relationship
between a TLD and ICANN that might change the risk of the IANA functions operator trying to impose additional conditions on the registry. However, I do not see this as an unreasonable principle. Wouldn’t gTLDs want to limit potential for the IANA functions
operator to try to impose arbitrary decisions in the case of changing contractual relationships between the various actors?</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">Best</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">Martin</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><b><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif"">From:</span></b><span class="apple-converted-space"><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif""> </span></span><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif"">Gomes,
Chuck [mailto:cgomes@<a href="http://verisign.com">verisign.com</a>]<span class="apple-converted-space"> </span><br>
<b>Sent:</b><span class="apple-converted-space"> </span>06 March 2015 10:47<br>
<b>To:</b><span class="apple-converted-space"> </span>Maarten Simon; Martin Boyle;
<a href="mailto:cwg-stewardship@icann.org">cwg-stewardship@icann.org</a><br>
<b>Subject:</b><span class="apple-converted-space"> </span>RE: [CWG-Stewardship] Principles and Criteria that Should Underpin Decisions on the Transition of NTIA Stewardship: New Draft</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">Kurt – Why did you suggest the following language in h.iii: “</span><span style="font-size:11.0pt;font-family:"Calibri","sans-serif"">No additional requirements
for prompt delivery of IANA services should be imposed unless they are directly and demonstrably linked to global security, stability and resilience of the DNS.<span style="color:#1F497D">” Shouldn’t that be considered by the applicable design team. For
example, it might be helpful to consider an expedited procedure in certain cases where a TLD needs to be re-delegated to minimize the impact of downtime for registrants in the TLD. For this example, would that be a stability issue? If so, the language might
be okay. Regardless, it seems to me that the design team should consider this before making it a principle.</span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">Chuck</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><b><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif"">From:</span></b><span class="apple-converted-space"><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif""> </span></span><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif""><a href="mailto:cwg-stewardship-bounces@icann.org"><span style="color:purple">cwg-stewardship-bounces@icann.org</span></a><span class="apple-converted-space"> </span>[<a href="mailto:cwg-stewardship-bounces@icann.org"><span style="color:purple">mailto:cwg-stewardship-bounces@icann.org</span></a>]<span class="apple-converted-space"> </span><b>On
Behalf Of<span class="apple-converted-space"> </span></b>Maarten Simon<br>
<b>Sent:</b><span class="apple-converted-space"> </span>Wednesday, March 04, 2015 7:45 AM<br>
<b>To:</b><span class="apple-converted-space"> </span>'Martin Boyle';<span class="apple-converted-space"> </span><a href="mailto:cwg-stewardship@icann.org"><span style="color:purple">cwg-stewardship@icann.org</span></a><br>
<b>Subject:</b><span class="apple-converted-space"> </span>Re: [CWG-Stewardship] Principles and Criteria that Should Underpin Decisions on the Transition of NTIA Stewardship: New Draft</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif""> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="NL" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">Hi Martin,</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="NL" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">Hereby a few comments/suggestions.</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">Best,</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">Martin</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><b><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif"">From:</span></b><span class="apple-converted-space"><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif""> </span></span><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif""><a href="mailto:cwg-stewardship-bounces@icann.org"><span style="color:purple">cwg-stewardship-bounces@icann.org</span></a><span class="apple-converted-space"> </span>[<a href="mailto:cwg-stewardship-bounces@icann.org"><span style="color:purple">mailto:cwg-stewardship-bounces@icann.org</span></a>]<span class="apple-converted-space"> </span><b>On
Behalf Of<span class="apple-converted-space"> </span></b>Martin Boyle<br>
<b>Sent:</b><span class="apple-converted-space"> </span>woensdag 4 maart 2015 12:44<br>
<b>To:</b><span class="apple-converted-space"> </span>Duchesneau, Stephanie;<span class="apple-converted-space"> </span><a href="mailto:cwg-stewardship@icann.org"><span style="color:purple">cwg-stewardship@icann.org</span></a><br>
<b>Subject:</b><span class="apple-converted-space"> </span>Re: [CWG-Stewardship] Principles and Criteria that Should Underpin Decisions on the Transition of NTIA Stewardship: New Draft<br>
<b>Importance:</b><span class="apple-converted-space"> </span>High</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="NL" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">Thanks Stephanie,</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">This looks good to me in that I<span class="apple-converted-space"> </span><i>think</i><span class="apple-converted-space"> </span>it reflects
the original intention of the reference, but with clearer focus. I’d like to hear what others think.</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">All,</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">I’d appreciate any additional comments on the draft by 18.00 UTC so that I can circulate a new version for tomorrow’s call, when I also hope to
have a compromise wording on section g.ii.</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">(By the way: would anyone have any objections to me changing the paragraph style to number/letter or number/Roman numeral? Paragraphs marked
i.i look rather odd as Olivier pointed out last night!)</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">Cheers</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D">Martin</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><b><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif"">From:</span></b><span class="apple-converted-space"><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif""> </span></span><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif"">Duchesneau,
Stephanie [<a href="mailto:Stephanie.Duchesneau@neustar.us"><span style="color:purple">mailto:Stephanie.Duchesneau@neustar.us</span></a>]<span class="apple-converted-space"> </span><br>
<b>Sent:</b><span class="apple-converted-space"> </span>03 March 2015 19:15<br>
<b>To:</b><span class="apple-converted-space"> </span>Martin Boyle;<span class="apple-converted-space"> </span><a href="mailto:cwg-stewardship@icann.org"><span style="color:purple">cwg-stewardship@icann.org</span></a><br>
<b>Subject:</b><span class="apple-converted-space"> </span>RE: [CWG-Stewardship] Principles and Criteria that Should Underpin Decisions on the Transition of NTIA Stewardship: New Draft</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
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<p class="MsoNormal"><a name="OLE_LINK2"></a><a name="OLE_LINK1"></a><span style="font-size:11.0pt;font-family:"Calibri","sans-serif"">Hi Martin and all,</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif""><br>
Here is my suggested language revision from today’s call.</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif""><br>
Stephanie</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal" style="margin-top:12.0pt"><b><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:#262626">Stephanie Duchesneau</span></b><span class="apple-converted-space"><b><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:#3366FF"> </span></b></span><b><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:#3366FF"><br>
</span></b><b><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:#068658">Neustar, Inc. /<span class="apple-converted-space"> </span></span></b><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:#7D7D7D">Public Policy Manager<br>
1775 Pennsylvania Avenue NW, 4<sup>th</sup><span class="apple-converted-space"> </span>Floor, Washington, DC 20006</span><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:gray"><br>
</span><b><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:#068658">Office:</span></b><b><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:#333333"> </span></b><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:#7D7D7D">+1.202.533.2623<span class="apple-converted-space"> </span></span><b><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:#068658">Mobile:<span class="apple-converted-space"> </span></span></b><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:#7D7D7D">+1.703.731.2040</span><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:gray"> </span><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:#000066"> </span><b><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:#068658">Fax:<span class="apple-converted-space"> </span></span></b><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:#7D7D7D">+1.202.533.2623</span><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:gray"> </span><b><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:#068658">/</span></b><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:#068658"> </span><span style="font-size:11.0pt;font-family:"Calibri","sans-serif""><a href="http://www.neustar.biz/"><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:#068658">www.neustar.biz</span></a></span><span class="apple-converted-space"><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:gray"> </span></span><span style="font-size:9.0pt;font-family:"Arial","sans-serif";color:gray"> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<div class="MsoNormal"><span style="font-size:8.0pt;color:#7D7D7D">
<hr size="1" width="100%" noshade="" style="color:#969696" align="left">
</span></div>
</div>
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<p class="MsoNormal"><span style="font-size:8.5pt;font-family:"Arial","sans-serif";color:#7D7D7D">The information contained in this email message is intended only for the use of the recipient(s) named above and may contain confidential and/or privileged information.
If you are not the intended recipient you have received this email message in error and any review, dissemination, distribution, or copying of this message is strictly prohibited. If you have received this communication in error, please notify us immediately
and delete the original message.</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif""> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><b><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif"">From:</span></b><span class="apple-converted-space"><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif""> </span></span><span style="font-size:10.0pt;font-family:"Tahoma","sans-serif""><a href="mailto:cwg-stewardship-bounces@icann.org"><span style="color:purple">cwg-stewardship-bounces@icann.org</span></a><span class="apple-converted-space"> </span>[<a href="mailto:cwg-stewardship-bounces@icann.org"><span style="color:purple">mailto:cwg-stewardship-bounces@icann.org</span></a>]<span class="apple-converted-space"> </span><b>On
Behalf Of<span class="apple-converted-space"> </span></b>Martin Boyle<br>
<b>Sent:</b><span class="apple-converted-space"> </span>Tuesday, March 03, 2015 4:09 AM<br>
<b>To:</b><span class="apple-converted-space"> </span><a href="mailto:cwg-stewardship@icann.org"><span style="color:purple">cwg-stewardship@icann.org</span></a><br>
<b>Subject:</b><span class="apple-converted-space"> </span>[CWG-Stewardship] Principles and Criteria that Should Underpin Decisions on the Transition of NTIA Stewardship: New Draft</span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri","sans-serif""> </span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""><o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">Colleagues,<o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">My apologies, but following the Christmas break I failed to progress this discussion. <o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">I now attach a revised draft, still with a major outstanding issue in g. (page 2). <o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">There are two variants for g.ii. One simply reduces the previous paragraph to read “For ccTLDs, respect national sovereignty;” at the request of the GAC. The
other is more closely based on, but shortens, the previous text: “For ccTLDs, policy decisions may be made locally through nationally agreed processes in accordance with national laws and in compliance with IETF technical standards. Post transition of the
IANA function nothing will be done by ICANN/IANA to impact the stable operation of ccTLD Registries and gTLD Registries.”<o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">The draft contains a number of marked up edits from previous discussions that seem to have general agreement. For the text redlines:<o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
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<div style="margin-left:.25in">
<p class="MsoNormal" style="text-indent:-.25in"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">1.</span><span lang="EN-GB" style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">I
have deleted the section heading “Introduction”: there are no other section headings, so this appears to be superfluous.<o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
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<div style="margin-left:.25in">
<p class="MsoNormal" style="text-indent:-.25in"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">2.</span><span lang="EN-GB" style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">Principles
b. and c. (previously sub-clauses to the heading on security, stability and resilience) are now stand-alone at the request of the GAC.<o:p></o:p></span></p>
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<div style="margin-left:.5in">
<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
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<div style="margin-left:.25in">
<p class="MsoNormal" style="text-indent:-.25in"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">3.</span><span lang="EN-GB" style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">Accountability
& transparency (e.):<o:p></o:p></span></p>
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<div style="margin-left:.5in">
<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
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<div style="margin-left:.75in">
<p class="MsoNormal" style="text-indent:-.25in"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">a.</span><span lang="EN-GB" style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">Paragraph
i: two edits that appear to have general agreement.<o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
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<div style="margin-left:.75in">
<p class="MsoNormal" style="text-indent:-.25in"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">b.</span><span lang="EN-GB" style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">Paragraph
ii: a new edit to correct the text. The new version amends the text to reflect the sub-heading. The old version put it the other way around.<o:p></o:p></span></p>
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<div style="margin-left:.5in">
<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
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<div style="margin-left:.75in">
<p class="MsoNormal" style="text-indent:-.25in"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">c.</span><span lang="EN-GB" style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">Paragraph
iv: Footnote on capture added as requested courtesy of Alan Greenberg & Milton Mueller.<o:p></o:p></span></p>
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<div style="margin-left:.5in">
<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
</div>
<div style="margin-left:.75in">
<p class="MsoNormal" style="text-indent:-.25in"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">d.</span><span lang="EN-GB" style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">Paragraph
vi: While I think we all agree on the need for some form of appeals process, there is still some debate as to where that should lie. So for example, the appeals process might well not be designed by the CWG and might be the responsibility of the CCWG. For
ccTLDs, it might mean that a third party might have a say over a national decision on a ccTLD. I flag this in case further thought is needed in the light of discussion over the last few days.<o:p></o:p></span></p>
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<div style="margin-left:.5in">
<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
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<div style="margin-left:.25in">
<p class="MsoNormal" style="text-indent:-.25in"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">4.</span><span lang="EN-GB" style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">Service
levels (f.):<o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
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<div style="margin-left:.75in">
<p class="MsoNormal" style="text-indent:-.25in"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">a.</span><span lang="EN-GB" style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">Paragraph
ii: I think the majority view is that automation should only be for routine functions (and not for controversial or subjective decisions such as on redelegations).<o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
</div>
<div style="margin-left:.75in">
<p class="MsoNormal" style="text-indent:-.25in"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">b.</span><span lang="EN-GB" style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">Paragraph
iii: Previously a stand-alone point.<o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
</div>
<div style="margin-left:.25in">
<p class="MsoNormal" style="text-indent:-.25in"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">5.</span><span lang="EN-GB" style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">Policy
based (g): other than some minor editing, there are two alternatives for g.ii. as noted above. I would note that there was no support in our last discussion to retain g.vi. (require bottom-up modalities) as this is treated elsewhere (in particular in the
chapeau text to g.).<o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
</div>
<div style="margin-left:.25in">
<p class="MsoNormal" style="text-indent:-.25in"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">6.</span><span lang="EN-GB" style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">Diversity
of customers (h.): some (I hope) minor and uncontroversial edits in the chapeau and in i. and ii. The text in paragraph iii was generally agreed.<o:p></o:p></span></p>
</div>
<div style="margin-left:.5in">
<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
</div>
<div style="margin-left:.25in">
<p class="MsoNormal" style="text-indent:-.25in"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">7.</span><span lang="EN-GB" style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">Separability:
modifications to i.i. and i.iii generally agreed in the last discussion.<o:p></o:p></span></p>
</div>
<div style="margin-left:.5in">
<p class="MsoNormal"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif""> <o:p></o:p></span></p>
</div>
<div style="margin-left:.25in">
<p class="MsoNormal" style="text-indent:-.25in"><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">8.</span><span lang="EN-GB" style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span lang="EN-GB" style="font-size:11.0pt;font-family:"Calibri","sans-serif"">Multi-stakeholder
principle paragraph j: generally agreed in the last discussion subject to concerns about wording (the previous text appeared to recommend direct involvement in the management of the IANA function).<o:p></o:p></span></p>
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<p class="MsoNormal"><span lang="EN-GB" style="font-size:13.5pt;font-family:"Helvetica","sans-serif"">_______________________________________________<br>
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