[gnso-improvem-impl-sc] FOR REVIEW: Suspending a PDP--Proposed Revised Footnote

Avri Doria avri at acm.org
Tue Dec 11 16:38:30 UTC 2012


Hi,

Are we unanimous on this issue?  I had the impression Anne was still concerned.

avri

On 11 Dec 2012, at 14:28, <KnobenW at telekom.de> <KnobenW at telekom.de> wrote:

> Thanks Marika for clarification.
> 
> I'll forward the motion (clear) attached with the revised footnote (redline) to the council list by tomorrows deadline for the 20 Dec council meeting.
> 
> 
> Best regards
> Wolf-Ulrich 
> 
> 
> 
> -----Ursprüngliche Nachricht-----
> Von: Marika Konings [mailto:marika.konings at icann.org] 
> Gesendet: Dienstag, 11. Dezember 2012 10:52
> An: Aikman-Scalese, Anne; Knoben, Wolf-Ulrich; avri at acm.org; gnso-improvem-impl-sc at icann.org
> Betreff: Re: AW: [gnso-improvem-impl-sc] FOR REVIEW: Suspending a PDP--Proposed Revised Footnote
> 
> Anne, Staff typically provides the Board with status updates on issues
> that are of significant interest to the Board, but there are also examples
> of direct communication between the GNSO Council and the Board after the
> GNSO Council decided to terminate a PDP that had been initiated to provide
> input to the ICANN Board (see for example the Vertical Integration PDP:
> http://gnso.icann.org/mailing-lists/archives/council/msg09754.html). It is
> then up to the Board to decide how to proceed. For example, in the case of
> vertical integration, the Board made the following decision, absent GNSO
> Council recommendations:
> http://www.icann.org/en/news/announcements/announcement-09nov10-en.htm.
> 
> With best regards,
> 
> Marika
> 
> On 10/12/12 19:19, "Aikman-Scalese, Anne" <AAikman at lrlaw.com> wrote:
> 
>> Many thanks, Marika - very helpful.  Whether or not the Board calls its
>> questions a "Request for an Issue Report" that then results in initiation
>> of a PDP seems less important substantively than the reference to
>> continuing consultation with the Board as to  "scope, timing, and
>> priority". This discussion illustrates why I think there has to be some
>> provision for communication with or involvement of the Board in
>> connection with a GNSO vote to suspend a PDP which is commenced as a
>> result of a Board request for "answers" or for an Issue Report. A
>> unilateral suspension by GNSO of a PDP (even on Supermajority vote) where
>> the PDP was initiated as a result of such a Board request, is problematic
>> if the Board needs to act. Is there a provision for providing the Board
>> with a full report as to the status of the PDP and maybe summarizing the
>> differing opinions expressed where no consensus was reached in the event
>> of termination or suspension?  We should not leave the Board in the
>> position where it has to say, "We cannot act because the GNSO has not
>> acted and has not answered our questions."  This is particularly
>> unsatisfactory where the GAC has asked the Board to address an issue.
>> Anne
>> 
>> 
>> Anne E. Aikman-Scalese
>> Of Counsel
>> Lewis and Roca LLP . Suite 700
>> One South Church Avenue . Tucson, Arizona 85701-1611
>> Tel (520) 629-4428 . Fax (520) 879-4725
>> AAikman at LRLaw.com . www.LewisandRoca.com/Aikman
>> P Please consider the environment before printing this e-mail.
>> This e-mail contains legally privileged and confidential information
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>> If the reader of this message is not the intended recipient, or the
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>> original message.
>> 
>> -----Original Message-----
>> From: owner-gnso-improvem-impl-sc at icann.org
>> [mailto:owner-gnso-improvem-impl-sc at icann.org] On Behalf Of Marika Konings
>> Sent: Sunday, December 09, 2012 4:05 AM
>> To: KnobenW at telekom.de; avri at acm.org; gnso-improvem-impl-sc at icann.org
>> Subject: Re: AW: [gnso-improvem-impl-sc] FOR REVIEW: Suspending a
>> PDP--Proposed Revised Footnote
>> 
>> To clarify, there are currently two Board requested PDPs, one on the RAA
>> ('Resolved (2011.10.28.33), the Board also requests the creation of an
>> Issue Report to undertake a GNSO policy development process (PDP) as
>> quickly as possible to address remaining items suited for a PDP) and the
>> recently requested Issue Report on the purpose of Whois ('hereby directs
>> preparation of an Issue Report on the purpose of collecting and
>> maintaining gTLD registration data, and on solutions to improve accuracy
>> and access to gTLD registration data, as part of a Board-initiated GNSO
>> policy development process'). As pointed out by Avri, for PDPs initiated
>> by the ICANN Board, there is no intermediate vote by the GNSO Council,
>> the PDP automatically proceeds. However, the ICANN Bylaws foresee that in
>> the case of a Board initiated PDP, 'the Board should provide a mechanism
>> by which the GNSO  Council can consult with the Board to provide
>> information on the scope, timing, and priority of the request for an
>> Issue Report'. In addition to this mechanism, the ICANN Board and GNSO
>> Council meet at every ICANN meeting where there is another opportunity to
>> discuss and/or express concerns with regard to Board requested PDPs. For
>> example, in relation to the RAA PDP, as a result of dialogue between the
>> ICANN Board and GNSO Council it was agreed to 'suspend' the PDP until the
>> RAA negotiations were near completion so that it would be clear which
>> topics would need to be included in the PDP.
>> 
>> With best regards,
>> 
>> Marika
>> 
>> On 09/12/12 08:12, "KnobenW at telekom.de" <KnobenW at telekom.de> wrote:
>> 
>>> 
>>> Thanks Avri, very helpful for understanding.
>>> 
>>> 
>>> Best regards
>>> Wolf-Ulrich
>>> 
>>> 
>>> -----Ursprüngliche Nachricht-----
>>> Von: owner-gnso-improvem-impl-sc at icann.org
>>> [mailto:owner-gnso-improvem-impl-sc at icann.org] Im Auftrag von Avri
>>> Doria
>>> Gesendet: Sonntag, 9. Dezember 2012 05:39
>>> An: gnso-improvem-impl-sc at icann.org
>>> Betreff: Re: [gnso-improvem-impl-sc] FOR REVIEW: Suspending a
>>> PDP--Proposed Revised Footnote
>>> 
>>> 
>>> Hi,
>>> 
>>> As I understand it, they have asked g-council for answers, but they
>>> have not actually used the by-laws mechanism of requesting a PDP.  The
>>> g-council has used the PDP as a method of deciding on answers.  These
>>> are still g-council initiated PDPs.  Had the Board asked for the PDP,
>>> there never would have been a vote in g-council to initiate the PDP.
>>> Specifically:
>>> 
>>> "
>>> March 212 20120314-1
>>> Motion on the Initiation of a Policy Development Process (PDP) on 'thick'
>>> Whois
>>> 
>>> Whereas the GNSO Council requested an Issue Report on 'thick' Whois at
>>> its meeting on 22 September 2011
>>> (seehttp://gnso.icann.org/resolutions/#201109);
>>> 
>>> ....
>>> "
>>> 
>>> "
>>> November 2012 20121017-2
>>> Motion on the Initiation of a Policy Development Process on the
>>> Protection of Certain International Organization Names in all GTLDs.
>>> 
>>> Whereas the GNSO Council requested an Issue Report on the topic of
>>> whether ICANN should approve additional protections for the names of
>>> international organizations at the first and second levels in the New
>>> gTLD Program.
>>> 
>>> ....
>>> "
>>> 
>>> Under the by-laws, ANNEX A: GNSO POLICY DEVELOPMENT PROCESS
>>> 
>>> "
>>> Section 3. Requesting an Issue Report
>>> 
>>> Board Request. The Board may request an Issue Report by instructing the
>>> GNSO Council ("Council") to begin the process outlined the PDP Manual.
>>> In the event the Board makes a request for an Issue Report, the Board
>>> should provide a mechanism by which the GNSO Council can consult with
>>> the Board to provide information on the scope, timing, and priority of
>>> the request for an Issue Report.
>>> 
>>> ....
>>> 
>>> Section 5. Initiation of the PDP
>>> 
>>> The Council may initiate the PDP as follows:
>>> 
>>> Board Request: If the Board requested an Issue Report, the Council,
>>> within the timeframe set forth in thePDP Manual, shall initiate a PDP.
>>> No vote is required for such action.
>>> "
>>> 
>>> avri
>>> 
>>> 
>>> On 9 Dec 2012, at 03:20, Aikman-Scalese, Anne wrote:
>>> 
>>>> Must be my misunderstanding... I thought both the current whois PDP
>>>> and IOC RC NGO PDP were requested by the ICANN Board. Anne
>>>> 
>>>> Sent from my Android phone using TouchDown (www.nitrodesk.com)
>>>> 
>>>> -----Original Message-----
>>>> From: Ron Andruff [randruff at rnapartners.com]
>>>> Received: Saturday, 08 Dec 2012, 3:06pm
>>>> To: 'Avri Doria' [avri at acm.org]; gnso-improvem-impl-sc at icann.org
>>>> [gnso-improvem-impl-sc at icann.org]
>>>> Subject: RE: [gnso-improvem-impl-sc] FOR REVIEW: Suspending a
>>>> PDP--Proposed Revised Footnote
>>>> 
>>>> 
>>>> I support Avri's comments as well.  The Board's role is to commit
>>>> policy  that has been developed through the bottom up process into
>>>> rule by way of  resolution.  Although the history of the Board's
>>>> actions to date might prove  otherwise, in an ever-maturing ICANN
>>>> environment we should expect the Board  to conform to ICANN's basic
>>>> principles.
>>>> 
>>>> I support the footnote amendment as proposed.
>>>> 
>>>> Kind regards,
>>>> 
>>>> RA
>>>> 
>>>> Ronald N. Andruff
>>>> RNA Partners, Inc.
>>>> 
>>>> 
>>>> -----Original Message-----
>>>> From: owner-gnso-improvem-impl-sc at icann.org
>>>> [mailto:owner-gnso-improvem-impl-sc at icann.org] On Behalf Of Avri
>>>> Doria
>>>> Sent: Saturday, December 08, 2012 9:47 AM
>>>> To: gnso-improvem-impl-sc at icann.org
>>>> Subject: Re: [gnso-improvem-impl-sc] FOR REVIEW: Suspending a
>>>> PDP--Proposed  Revised Footnote
>>>> 
>>>> 
>>>> Hi,
>>>> 
>>>> I think the question of what the Board would do if g-council ever
>>>> suspended  a PDP that they mandated is an open question.  I expect
>>>> they would either  wait, question the postponement, or make one their
>>>> preemptory decisions.
>>>> Since the Board has never yet, to my knowledge, mandated a PDP -
>>>> though they  can - I do not think it is a critical issue at this
>>>> point, and in any case  think it is a separate issue from the
>>>> suspension mechanism.  All other PDPs  are g-council decsions, even if
>>>> the issues report is requested by one of the  ACs.
>>>> 
>>>> I am fine with the footnote. thanks.
>>>> 
>>>> avri
>>>> 
>>>> 
>>>> 
>>>> On 8 Dec 2012, at 18:26, <KnobenW at telekom.de> <KnobenW at telekom.de>
>>>> wrote:
>>>> 
>>>>> Anne and all,
>>>>> 
>>>>> this touches the question whether the board may overrule a council
>>>> decision on suspension because you're expressing an expectation that
>>>> the  council should follow a related board request. I think this could
>>>> be the  case depending on a council debate following the board request
>>>> but there is  no obligation to do so.
>>>>> 
>>>>> With this understanding, an you agree to the footnote provided by
>>>> Julie?
>>>>> 
>>>>> Best regards
>>>>> Wolf-Ulrich
>>>>> 
>>>>> 
>>>>> Von: owner-gnso-improvem-impl-sc at icann.org
>>>> [mailto:owner-gnso-improvem-impl-sc at icann.org] Im Auftrag von
>>>> Aikman-Scalese, Anne
>>>>> Gesendet: Freitag, 7. Dezember 2012 18:43
>>>>> An: 'J. Scott Evans'; Julie Hedlund;
>>>>> gnso-improvem-impl-sc at icann.org
>>>>> Betreff: RE: [gnso-improvem-impl-sc] FOR REVIEW: Suspending a
>>>> PDP--Proposed Revised Footnote
>>>>> 
>>>>> This makes sense.  Is it clear to everyone that if the ICANN Board
>>>> says,
>>>> "Sorry, GNSO, we don't want you to suspend because we need an answer
>>>> - go  back to the drawing board,"  then that is what will happen?
>>>>> 
>>>>> Deadlock is deadly for ICANN.  If GNSO can't work effectively and
>>>>> the
>>>> Board has to act (pursuant to GAC Advice or otherwise), then Fadi's
>>>> "oasis"
>>>> announced in Dubai becomes more of a "quagmire" and pressure
>>>> increases to  take control away from ICANN.
>>>>> 
>>>>> I only raise this because it seems to me the question will come up
>>>>> at
>>>> the
>>>> GNSO level.
>>>>> 
>>>>> Anne
>>>>> 
>>>>> <image001.gif>Anne E. Aikman-Scalese Of Counsel Lewis and Roca LLP
>>>>> . Suite 700 One South Church Avenue . Tucson, Arizona 85701-1611
>>>>> Tel (520) 629-4428 . Fax (520) 879-4725 AAikman at LRLaw.com .
>>>>> www.LewisandRoca.com/Aikman
>>>>> 
>>>>> 
>>>>> P Please consider the environment before printing this e-mail.
>>>>> 
>>>>> This e-mail contains legally privileged and confidential
>>>>> information intended only for the individual or entity named within
>>>> the message.
>>>>> If the reader of this message is not the intended recipient, or the
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>>>> original message.
>>>>> 
>>>>> 
>>>>> 
>>>>> 
>>>>> From: J. Scott Evans [mailto:jscottevans at yahoo.com]
>>>>> Sent: Friday, December 07, 2012 10:20 AM
>>>>> To: Julie Hedlund; Aikman-Scalese, Anne;
>>>> gnso-improvem-impl-sc at icann.org
>>>>> Subject: Re: [gnso-improvem-impl-sc] FOR REVIEW: Suspending a
>>>> PDP--Proposed Revised Footnote
>>>>> 
>>>>> I can live with that and I don't think this require further public
>>>> comment
>>>> since it merely clarifies the suspension.
>>>>> 
>>>>> jse
>>>>> 
>>>>> j. scott evans -  head of global brand, domains & copyright - Yahoo!
>>>> Inc.
>>>> - 408.349.1385 - jscottevans at yahoo.com
>>>>> 
>>>>> 
>>>>> From: Julie Hedlund <julie.hedlund at icann.org>
>>>>> To: "Aikman-Scalese, Anne" <AAikman at lrlaw.com>;
>>>> "gnso-improvem-impl-sc at icann.org" <gnso-improvem-impl-sc at icann.org>
>>>>> Sent: Friday, December 7, 2012 8:40 AM
>>>>> Subject: Re: [gnso-improvem-impl-sc] FOR REVIEW: Suspending a
>>>> PDP--Proposed Revised Footnote
>>>>> 
>>>>> Thanks Anne.  Then, would you want "until further notice" to be
>>>> deleted?
>>>> If so, here's an amended text for all to review.
>>>>> 
>>>>> Best regards,
>>>>> Julie
>>>>> 
>>>>> "Suspension is a STATED time interval during which there is a
>>>> temporary
>>>> cessation of the PDP, i.e. all activities are halted upon a decision
>>>> of the  GNSO Council. A mere change in milestones or schedule of the
>>>> PDP is not  considered a suspension."
>>>>> 
>>>>> From: <Aikman-Scalese>, Anne <AAikman at LRLaw.com>
>>>>> Date: Thursday, December 6, 2012 4:32 PM
>>>>> To: "gnso-improvem-impl-sc at icann.org"
>>>> <gnso-improvem-impl-sc at icann.org>,
>>>> Julie Hedlund <julie.hedlund at icann.org>
>>>>> Subject: RE: [gnso-improvem-impl-sc] FOR REVIEW: Suspending a
>>>> PDP--Proposed Revised Footnote
>>>>> 
>>>>> What is the relationship between "stated" and "until further notice"?
>>>> If
>>>> "stated" applies, then it seems that "until further notice" would not
>>>> apply.
>>>> Anne
>>>>> 
>>>>> Sent from my Android phone using TouchDown (www.nitrodesk.com)
>>>>> 
>>>>> -----Original Message-----
>>>>> From: Julie Hedlund [julie.hedlund at icann.org]
>>>>> Received: Thursday, 06 Dec 2012, 2:15pm
>>>>> To: gnso-improvem-impl-sc at icann.org
>>>>> [gnso-improvem-impl-sc at icann.org]
>>>>> Subject: [gnso-improvem-impl-sc] FOR REVIEW: Suspending a
>>>> PDP--Proposed
>>>> Revised Footnote
>>>>> 
>>>>> Dear SCI members,
>>>>> 
>>>>> As we discussed on today's call, J. Scott has proposed a
>>>> clarification to
>>>> the footnote text for the PDP Manual, Section 15, on Suspending a PDP.
>>>> Please review the revised following text with the change in bold all
>>>> caps:
>>>>> 
>>>>> "Suspension is a STATED time interval during which there is a
>>>> temporary
>>>> cessation of the PDP, i.e. all activities are halted upon a decision
>>>> of the  GNSO Council until further notice. A mere change in milestones
>>>> or schedule  of the PDP is not considered a suspension."
>>>>> 
>>>>> For reference, I have included the entire section below so that the
>>>> footnote may be viewed in context.
>>>>> 
>>>>> It was suggested on the call that if this clarification is accepted
>>>> by the
>>>> SCI members it will not require a new public comment period.
>>>>> 
>>>>> **Please send any comments by COB Monday, 10 December so that if
>>>>> the
>>>> SCI
>>>> decides to submit a motion it may do so by the deadline of Wednesday,
>>>> 12
>>>> December.**
>>>>> 
>>>>> With best regards,
>>>>> 
>>>>> Julie
>>>>> 
>>>>> Julie Hedlund, Policy Director
>>>>> 
>>>>> 15.    Termination of PDP prior to Final Report
>>>>> 
>>>>> The GNSO Council may terminate or suspend[1] a PDP prior to the
>>>> publication of a Final Report only for significant cause, upon a
>>>> motion that  passes with a Supermajority Vote in favour of termination
>>>> orsuspension.
>>>> The
>>>> following are illustrative examples of possible reasons for a
>>>> premature  termination or suspension of a PDP:
>>>>> 
>>>>> 1.     Deadlock. The PDP Team is hopelessly deadlocked and unable to
>>>> identify recommendations or statements that have either the strong
>>>> support  or a consensus of its members despite significant time and
>>>> resources being  dedicated to the PDP;
>>>>> 2.     Changing Circumstances. Events have occurred since the
>>>> initiation
>>>> of the PDP that have rendered the PDP moot, or no longer necessary;
>>>> or  warranting a suspension; or
>>>>> 3.     Lack of Community Volunteers. Despite several calls for
>>>> participation, the work of the PDP Team issignificantly impaired and
>>>> unable  to effectively conclude its deliberations due to lack of
>>>> volunteer  participation.
>>>>> 
>>>>> If there is no recommendation from the PDP Team for its
>>>>> termination,
>>>> the
>>>> Council is required to conduct a public comment forum first prior to
>>>> conducting a vote on the termination of the PDP (as described above).
>>>>> 
>>>>> [1] Suspension is a STATED time interval during which there is a
>>>> temporary
>>>> cessation of the PDP, i.e. all activities are halted upon a decision
>>>> of the  GNSO Council until furthernotice. A mere change in milestones
>>>> or schedule of  the PDP is not considered a suspension.
>>>>> 
>>>>> For more information about Lewis and Roca LLP, please go to
>>>> www.lewisandroca.com.
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>>> 
>>> 
> <Excerpt of PDP Manual Modified to Address Suspension of a PDP.docx><Motion to Adopt Revised PDP Manual to Include the Suspension of a PDP.docx>





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