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<div class="WordSection1">
<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#1F497D">Nice work Kurt, Susan, and Kathy,<o:p></o:p></span></p>
<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#1F497D"><o:p> </o:p></span></p>
<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#1F497D">I don’t have anything further to add….<o:p></o:p></span></p>
<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#1F497D"><o:p> </o:p></span></p>
<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#1F497D">Kristine<o:p></o:p></span></p>
<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:#1F497D"><o:p> </o:p></span></p>
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<p class="MsoNormal"><b><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:windowtext">From:</span></b><span style="font-size:11.0pt;font-family:"Calibri",sans-serif;color:windowtext"> gnso-rpm-tmch-bounces@icann.org [mailto:gnso-rpm-tmch-bounces@icann.org]
<b>On Behalf Of </b>Kathy Kleiman<br>
<b>Sent:</b> Monday, November 28, 2016 11:02 AM<br>
<b>To:</b> gnso-rpm-tmch@icann.org<br>
<b>Subject:</b> Re: [Gnso-rpm-tmch] REMINDER: Clarifications requested on RPM Sub Team questions to the TMCH Providers<o:p></o:p></span></p>
</div>
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<p class="MsoNormal"><o:p> </o:p></p>
<p>Tx so Kurt for taking the first pass at our response. I've tried to address (largely) the questions you did not. My responses should show up in dark green below.<o:p></o:p></p>
<p>Best, Kathy<o:p></o:p></p>
<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">On 11/28/2016 11:40 AM, Kurt Pritz wrote:<o:p></o:p></p>
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<blockquote style="margin-top:5.0pt;margin-bottom:5.0pt">
<p class="MsoNormal">Hi Everyone: <o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<div>
<p class="MsoNormal">I don't think a call is required before the providers have had a full opportunity to review the questions. We should furnish the questions to the providers, offer either a conference call or email exchange to provide clarifications on any
or all of the questions, and ask for responses.<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">After the answers are formulated by the providers we should arrange for a conference call so that the providers can present the answers and respond to questions. <o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">I think the clarifying questions below are largely good and the points should be incorporated into the questions. I have made a few comments below in italics but was not present at the formulation of the questions so will need others to
comment. (I added my initials so that others can include theirs.)<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">I hope this is helpful.<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">Thanks & regards,<o:p></o:p></p>
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<p class="MsoNormal"><o:p> </o:p></p>
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<p class="MsoNormal">Kurt<o:p></o:p></p>
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<p class="MsoNormal"><span style="font-size:13.5pt;font-family:"Helvetica",sans-serif">________________<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:13.5pt;font-family:"Helvetica",sans-serif">Kurt Pritz<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:13.5pt;font-family:"Helvetica",sans-serif"><a href="mailto:kurt@kjpritz.com">kurt@kjpritz.com</a><o:p></o:p></span></p>
</div>
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<p class="MsoNormal"><span style="font-size:13.5pt;font-family:"Helvetica",sans-serif">+1.310.400.4184<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:13.5pt;font-family:"Helvetica",sans-serif">Skype: kjpritz<o:p></o:p></span></p>
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<p class="MsoNormal"><span style="font-size:13.5pt;font-family:"Helvetica",sans-serif"><o:p> </o:p></span></p>
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<p class="MsoNormal">On Nov 28, 2016, at 2:29 AM, Mary Wong <<a href="mailto:mary.wong@icann.org">mary.wong@icann.org</a>> wrote:<o:p></o:p></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Dear all,</span><o:p></o:p></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">We have not received any interest in the suggestion of a call to be arranged between this Sub Team, the TMCH Providers, and our GDD colleagues who have been assisting us with
interfacing with the TMCH Providers and other contractors (e.g. Analysis Group).<span class="apple-converted-space"> </span><b>Please let us know therefore if you have any comments concerning the suggested clarifications to the Sub Team’s original questions
to the TMCH Providers</b><span class="apple-converted-space"> </span>– please see the emails below for these, which are indicated in red.</span><o:p></o:p></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">As noted, the idea is to have all such comments or suggestions discussed by the Sub Team via this mailing list by<span class="apple-converted-space"> </span><u>tomorrow (Tuesday
29 November)</u>, so that a decision can be made as to whether it will be the original questions or amended ones that are sent to the TMCH Providers by the end of this week.</span><o:p></o:p></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Thanks and cheers</span><o:p></o:p></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Mary</span><o:p></o:p></p>
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<p class="MsoNormal"><b><span style="font-family:"Calibri",sans-serif">From:<span class="apple-converted-space"> </span></span></b><span style="font-family:"Calibri",sans-serif">Mary Wong <<a href="mailto:mary.wong@icann.org"><span style="color:purple">mary.wong@icann.org</span></a>><br>
<b>Date:<span class="apple-converted-space"> </span></b>Wednesday, November 23, 2016 at 01:55<br>
<b>To:<span class="apple-converted-space"> </span></b>"<a href="mailto:gnso-rpm-tmch@icann.org"><span style="color:purple">gnso-rpm-tmch@icann.org</span></a>" <<a href="mailto:gnso-rpm-tmch@icann.org"><span style="color:purple">gnso-rpm-tmch@icann.org</span></a>><br>
<b>Subject:<span class="apple-converted-space"> </span></b>PLEASE REVIEW & RESPOND: Clarifications requested on Sub Team questions to the TMCH Providers</span><o:p></o:p></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Dear all,</span><o:p></o:p></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">The Working Group co-chairs have just held a planning meeting with staff, based on which they would like to request that Sub Team members please review the note and questions
below, and respond with your views to this mailing list as soon as possible on the following points:</span><o:p></o:p></p>
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<p class="MsoNormal" style="text-indent:-.25in"><span style="font-family:"Calibri",sans-serif">-</span><span style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Whether
you think a call with the TMCH Providers and GDD support staff to go through and clarify the questions is needed.<span class="apple-converted-space"> </span><u>If you believe a call should be done, please let us know by this Friday 25 November if possible</u>.</span><o:p></o:p></p>
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<p class="MsoNormal" style="text-indent:-.25in"><span style="font-family:"Calibri",sans-serif">-</span><span style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">If
you do not think a call with the Providers is necessary, please indicate whether you think the questions should be sent to the Providers as drafted by the Sub Team, or if clarifications along the lines suggested by GDD staff (or other adjustments) should be
made.<span class="apple-converted-space"> </span><u>If you believe clarifications or amendments are needed, please send suggested edits to this list by next Tuesday 29 November</u>, to allow other Sub Team members time to comment and the finalized questions
to be sent to the Providers by the end of the week if possible.</span><o:p></o:p></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Thanks and cheers,</span><o:p></o:p></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Mary</span><o:p></o:p></p>
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<p class="MsoNormal"><b><span style="font-family:"Calibri",sans-serif">From:<span class="apple-converted-space"> </span></span></b><span style="font-family:"Calibri",sans-serif">Mary Wong <<a href="mailto:mary.wong@icann.org"><span style="color:purple">mary.wong@icann.org</span></a>><br>
<b>Date:<span class="apple-converted-space"> </span></b>Tuesday, November 22, 2016 at 02:36<br>
<b>To:<span class="apple-converted-space"> </span></b>"<a href="mailto:gnso-rpm-tmch@icann.org"><span style="color:purple">gnso-rpm-tmch@icann.org</span></a>" <<a href="mailto:gnso-rpm-tmch@icann.org"><span style="color:purple">gnso-rpm-tmch@icann.org</span></a>><br>
<b>Subject:<span class="apple-converted-space"> </span></b>Clarifications requested on Sub Team questions to the TMCH Providers</span><o:p></o:p></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Dear TMCH Data Gathering Sub Team members,</span><o:p></o:p></p>
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<p class="MsoNormal"><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">We have received feedback from our GDD colleagues who we had asked to assist with forwarding the Sub Team’s questions to the TMCH Providers. As some of the clarifying questions
seem to go toward substantive issues, we thought it preferable to send them back to the Sub Team for your confirmation and discussion. If it will help, we can arrange a call between the Sub Team, our GDD colleagues who are working with the Providers, and perhaps
the Providers as well, to work through the questions so that the Providers have a good sense of what is being asked, and can tell us what they think they can provide in terms of data and input.</span><o:p></o:p></p>
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<p class="MsoNormal"><u><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">Please review the initial feedback from GDD below (in red), and let us know if you would like us to go ahead to arrange the suggested call, perhaps for next week or the
week following</span></u><span style="font-size:11.0pt;font-family:"Calibri",sans-serif">.</span><o:p></o:p></p>
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<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l21 level1 lfo1"><span style="font-family:"Calibri",sans-serif">1. What is the rate of rejection of an attempted registration of a trademark into the TMCH by country/region?<span class="apple-converted-space"> </span></span><span style="font-family:"Calibri",sans-serif;color:red">Is
it safe to assume that the request here is referring to the country/region of the trademark<span class="apple-converted-space"> </span>holder?<span class="apple-converted-space"> (kp) </span></span><span class="apple-converted-space"><i><span style="font-family:"Calibri",sans-serif">Yes,
make this clarification.</span></i></span><o:p></o:p></li></ul>
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<ul style="margin-top:0in;text-align:start" type="disc">
<li class="MsoNormal" style="mso-list:l15 level1 lfo2"><span style="font-family:"Calibri",sans-serif">2. What were the most frequently asked questions? (Note – not necessarily what made it to the website but, rather, what questions did you get the most?)<span class="apple-converted-space"> </span></span><span style="font-family:"Calibri",sans-serif;color:red">Is
this related to the use of the Trademark Clearinghouse (by trademark holders) or the Trademark Database (by Registries and Registrars)?
</span><i><span style="font-size:13.5pt;font-family:"Calibri",sans-serif"> (kp) I believe (but can be corrected) that the original intent of this question was that it was to target trademark holders but I also think that we could ask this question of registries
and registrars to obtain more complete information. Append to the question, "by trademark owners, by registries, and by registrars."</span></i><o:p></o:p></li></ul>
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<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l9 level1 lfo3"><span style="font-family:"Calibri",sans-serif">3. If you are able, please provide the number and/or percentages of SMD files that were used in Sunrise periods corresponding to specific time periods (e.g.
Jan/June/Sept 2014; Apr/Sept 2015; Apr/Sept 2016).<span class="apple-converted-space"> </span></span><o:p></o:p></li></ul>
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<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l1 level1 lfo4"><span style="font-family:"Calibri",sans-serif">4. Are the registration totals contained within the various monthly/quarterly reports made to ICANN cumulative?</span><o:p></o:p></li></ul>
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<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l0 level1 lfo5"><span style="font-family:"Calibri",sans-serif">5. What is meant by the term ‘expired marks’ in the various monthly/quarterly reports made to ICANN?</span><o:p></o:p></li></ul>
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<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
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<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l13 level1 lfo6"><span style="font-family:"Calibri",sans-serif">6. In relation to the statistics regarding the number of marks submitted to the TMCH, as noted in the various monthly/quarterly reports to ICANN, does this
statistic relate to individual marks that are submitted, or the number of labels generated, or the number of SMD files created?</span><o:p></o:p></li></ul>
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<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
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<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l16 level1 lfo7"><span style="font-family:"Calibri",sans-serif">7. How are marks cancelled within national/regional registries handled at the TMCH level, if validation is only done annually? In other words, what is the
TMCH process (if any) relating to marks that are cancelled or expire: reactive (e.g. TM owner/agent obligations) or proactive?</span><o:p></o:p></li></ul>
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<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
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<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l14 level1 lfo8"><span style="font-family:"Calibri",sans-serif">8. If it is possible, please provide a break down of where the corporate headquarters of those registrants using TM agents are located.<span class="apple-converted-space"> </span></span><span style="font-family:"Calibri",sans-serif;color:red">Is
this breakdown meant to be by country? </span><i><span style="font-family:"Calibri",sans-serif">(kp) Country seems good to me because we can get regional distribution from that. There is an issue where a multinational corporation is likely to register in the
TMCH from a location other than their headquarters but let's see how the providers respond. </span></i><o:p></o:p></li></ul>
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<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l5 level1 lfo9"><span style="font-family:"Calibri",sans-serif">9. Some data has been provided regarding outreach efforts; if you can, please provide additional information on the precise nature of the activities undertaken
and who was the audience for this? Were any outreach efforts made to potential registrants or trademark owners?</span><o:p></o:p></li></ul>
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<p class="MsoNormal" style="text-indent:-.25in"><span style="font-family:"Calibri",sans-serif">-</span><span style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span style="font-family:"Calibri",sans-serif">How much time and resources
were expended on educating TM owners and/or registrants on the TMCH?</span><o:p></o:p></p>
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<div style="margin-left:.5in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal" style="text-indent:-.25in"><span style="font-family:"Calibri",sans-serif">-</span><span style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span style="font-family:"Calibri",sans-serif">Was outreach and education
part of the TMCH remit? What are the contractual obligations for education imposed by ICANN, if any?</span><o:p></o:p></p>
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<div style="margin-left:.5in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal" style="text-indent:-.25in"><span style="font-family:"Calibri",sans-serif">-</span><span style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span style="font-family:"Calibri",sans-serif">In what regions/languages
were outreach sessions held?</span><o:p></o:p></p>
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<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
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<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l2 level1 lfo10"><span style="font-family:"Calibri",sans-serif">10. How many design marks have been submitted and validated? What is your criteria for validating these? How are you differentiating between design marks in
the practical application of the TMCH guidelines?</span><o:p></o:p></li></ul>
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<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
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<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l3 level1 lfo11"><span style="font-family:"Calibri",sans-serif">11. In relation to Claims Notice statistics, can any discernible trends be noted in relation to: (i) registrar gaming and (ii) registrant turn-back as a result
of a possible “chilling effect” resulting from the issuance of a Claims Notice?<span class="apple-converted-space"> </span></span><span style="font-family:"Calibri",sans-serif;color:red">The question seems to ask about the effect of displaying a Claims Notice
Information Service (CNIS) service to a potential registrant. Can the Sub Team provide a definition for “registrar gaming”? The TMDB has no visibility to whether a label is registered by a registrant or not – only the registrar would know that. The TMDB only
logs that there has been a CNIS request for a label.</span><span style="font-family:"Calibri",sans-serif;color:#006600"> (kk) there may be other ways to identify "discernable" or even unsual trends. E.g., does the Claims Notice Information Service log the
time of responses, e.g., is there a way of showing whether there is an automated response taking place, or hundreds of queries/responses from the same registrar (or other point) in a few minutes. I think the Provider may have some tracking methods and I would
like to see us ask about them... )</span><span style="font-family:"Calibri",sans-serif;color:#33CC00">
</span><o:p></o:p></li></ul>
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<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
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<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l12 level1 lfo12"><span style="font-family:"Calibri",sans-serif">12. How many contracts are there for private uses of the TMCH? How many of them involve blocking mechanism services?<span class="apple-converted-space"> </span></span><span style="font-family:"Calibri",sans-serif;color:red">Is
this asking about “Ancillary Services” that are allowed under Section 2.4 of the contract, or to services offered by the TMCH to third parties, i.e. contracts other than that with ICANN?
</span><i><span style="font-family:"Calibri",sans-serif">(kp) This seems related to the 'DPML' question below and might be combined with it in a two-part question.
</span></i><span style="font-family:"Calibri",sans-serif;color:#006600">kk) Definitely both. Who is using the TMCH database and under what circumstances?
</span><o:p></o:p></li></ul>
<div style="margin-left:.5in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal" style="text-indent:-.25in"><span style="font-family:"Calibri",sans-serif">-</span><span style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span style="font-family:"Calibri",sans-serif">Are there contracts for other uses, and if so, how many?</span><o:p></o:p></p>
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<div style="margin-left:.5in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal" style="text-indent:-.25in"><span style="font-family:"Calibri",sans-serif">-</span><span style="font-size:7.0pt"> <span class="apple-converted-space"> </span></span><span style="font-family:"Calibri",sans-serif">If there are no such contracts, is the TMCH aware of other uses?</span><o:p></o:p></p>
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<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l10 level1 lfo13"><span style="font-family:"Calibri",sans-serif">13. How many "court-validated" marks are there currently in the TMCH?</span><o:p></o:p></li></ul>
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<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l17 level1 lfo14"><span style="font-family:"Calibri",sans-serif">14. How many marks in the TMCH fall under the following category: "Other marks that constitute intellectual property and meet a registry's individual requirements"?
Follow-up question: how would Deloitte keep these marks from being used in the Sunrise and Claims periods of other registries?</span><o:p></o:p></li></ul>
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<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
</div>
<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l19 level1 lfo15"><span style="font-family:"Calibri",sans-serif">15. Did any trademarks that applied for entry into the TMCH fail in the “actual use” test? If so, how many? Did you receive any complaints of trademarks registered
in the TMCH that they were not in actual use?</span><o:p></o:p></li></ul>
<div>
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
</div>
<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l11 level1 lfo16"><span style="font-family:"Calibri",sans-serif">16. How many TMCH records include a TM+50 list; and how many are on this list on average? How many registrations were made for entries on the TM+50 list?</span><o:p></o:p></li></ul>
<div>
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
</div>
<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l18 level1 lfo17"><span style="font-family:"Calibri",sans-serif">17. Have any gTLDs used the TMCH option to limit registrations by goods and services in a particular registration period?<span class="apple-converted-space"> </span></span><span style="font-family:"Calibri",sans-serif;color:red">Does
this refer to a given registry’s registration policies which are posted at</span><span class="apple-converted-space"><span style="font-family:"Calibri",sans-serif"> </span></span><span style="font-family:"Calibri",sans-serif"><a href="https://newgtlds.icann.org/en/program-status/sunrise-claims-periods"><span style="color:purple">https://newgtlds.icann.org/en/program-status/sunrise-claims-periods</span></a><span class="apple-converted-space"> </span></span><span style="font-family:"Calibri",sans-serif;color:red">prior
to the start of Sunrise, Claims or Limited Registration Periods? </span><span style="font-family:"Calibri",sans-serif;color:#006600">kk) Maybe. This question refers to the ability of Registries to use the Provider services to register additional terms into
a Provider database tailored to the specific use/need of the New gTLD. E.g., as originally envisioned, it was to allow (for example), a .PIZZA registry to allow pizza restaurants to preregister in a Provider-run database. Thus, Joe's Pizza might not have a
trademark (being too descriptive, for example), but it could pre-register into a special database or place in the database run by the Provider for .PIZZA. Is there any use of the TMCH for this type of use? If so, how much, how extensive, who?
</span><o:p></o:p></li></ul>
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</blockquote>
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</blockquote>
<blockquote style="margin-top:5.0pt;margin-bottom:5.0pt">
<div>
<div>
<blockquote style="margin-top:5.0pt;margin-bottom:5.0pt">
<div>
<div>
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
</div>
<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l8 level1 lfo18"><span style="font-family:"Calibri",sans-serif">18. How many marks were rejected? What is a breakdown of the reasons?<span class="apple-converted-space"> </span></span><span style="font-family:"Calibri",sans-serif;color:red">This
question appears to be a superset of the question above related to “actual use.” Can we consolidate these two questions into this one and then handle the additional question about trademark complaints and again perhaps provide a breakdown if one is available? </span><i><span style="font-family:"Calibri",sans-serif">
</span></i><span style="font-family:"Calibri",sans-serif;color:#006600">kk) Is this KP? </span><span style="font-family:"Calibri",sans-serif;color:red">
</span><i><span style="font-family:"Calibri",sans-serif">I think there are two questions: how many / what percentage of marks were rejected and, of those accepted, how many / what percentage failed the actual use test. Then there is a question asking how many
marks that passed actual use resulted in complaints. </span></i><o:p></o:p></li></ul>
<div>
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
</div>
<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l6 level1 lfo19"><span style="font-family:"Calibri",sans-serif">19. How many SMD files has the TMCH cancelled? How many TMCH disputes have been brought relating to SMD file validity for TMs that are cancelled/expired?</span><o:p></o:p></li></ul>
<div style="margin-left:.5in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif;color:red">On the TMCH page on the New gTLD microsite, the process of invalidating a trademark is described as below. Can the Sub Team clarify that this is what is being asked about and, if
so, use the term “revocation?”</span><o:p></o:p></p>
</div>
<div style="margin-left:1.0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal"><b><span style="font-family:"Calibri",sans-serif;color:red">SMD Revocation</span></b><o:p></o:p></p>
</div>
<div style="margin-left:1.0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif;color:red">Revoking an SMD is the process of invalidating an SMD before its expiration date. The Trademark Clearinghouse (TMCH) may invalidate an SMD for several reasons, including security
or data validation issues. The list (SMDRL) of revoked SMDs is maintained as part of the Trademark Database (TMCH) and published as specified in section 6.2 of the<span class="apple-converted-space"> </span><a href="http://tools.ietf.org/html/draft-lozano-tmch-func-spec"><span style="color:red">TMCH
Functional Specifications</span></a>. If your product uses SMDs, you must verify that the SMD has not been revoked as described in section 5.3.2 of the aforementioned Internet-draft.
</span><span style="font-family:"Calibri",sans-serif;color:#006600">kk) The original question still seems valid. Trademarks, through their various trademark offices, can be canceled or expire. When the underlaying trademark record is no longer valid, how long
does it take the Provider to know and the SMD file to be canceled. This seems to be a very valid question - different fromt he invalidation for security and data validation issues mentioned by GDD above.
</span><o:p></o:p></p>
</div>
<div style="margin-left:1.0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"><br>
<br>
</span><o:p></o:p></p>
</div>
<div>
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
</div>
<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l4 level1 lfo20"><span style="font-family:"Calibri",sans-serif">20. Have there been any Sunrise DRPs relating to marks relied on at Sunrise which had already expired or been cancelled?</span><o:p></o:p></li></ul>
<p style="margin-left:.5in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<span style="color:red">The Dispute Resolution Process covers three types of disputes:</span><o:p></o:p></p>
<div style="margin-left:1.0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal" style="text-indent:-.25in"><span style="font-family:"Calibri",sans-serif;color:red">·</span><span style="font-size:7.0pt;color:red"> <span class="apple-converted-space"> </span></span><span style="font-family:"Calibri",sans-serif;color:red">Disputes
brought by<span class="apple-converted-space"> </span><a href="http://www.trademark-clearinghouse.com/lexicon/6/letter_t#Trademark" title="A registered trademark, a court validated
trademark or a mark protected under statute or
treaty or any other marks in accordance to the
Clearinghouse Guidelines."><span style="color:red;text-decoration:none">Trademark</span></a><span class="apple-converted-space"> </span>Holders
or<span class="apple-converted-space"> </span><a href="http://www.trademark-clearinghouse.com/lexicon/6/letter_t#Trademark_Agents" title="Rights holders’ agents are entities or
individuals that interface with the rights holders
in order to maintain Clearinghouse records on
behalf of the right holders and who may receive
"><span style="color:red;text-decoration:none">Trademark
Agents</span></a><span class="apple-converted-space"> </span>alleging that the Clearinghouse<span class="apple-converted-space"> </span><b>incorrectly rejected</b><span class="apple-converted-space"> </span>a<span class="apple-converted-space"> </span><a href="http://www.trademark-clearinghouse.com/lexicon/6/letter_t#Trademark_Record" title="A technically complete and correct record
submitted to the Clearinghouse."><span style="color:red;text-decoration:none">Trademark
Record</span></a>;</span><o:p></o:p></p>
</div>
<div style="margin-left:1.0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal" style="text-indent:-.25in"><span style="font-family:"Calibri",sans-serif;color:red">·</span><span style="font-size:7.0pt;color:red"> <span class="apple-converted-space"> </span></span><span style="font-family:"Calibri",sans-serif;color:red">Disputes
brought by Third Parties alleging that the Clearinghouse<span class="apple-converted-space"> </span><b>incorrectly accepted</b><span class="apple-converted-space"> </span>a<span class="apple-converted-space"> </span><a href="http://www.trademark-clearinghouse.com/lexicon/6/letter_t#Trademark_Record" title="A technically complete and correct record
submitted to the Clearinghouse."><span style="color:red;text-decoration:none">Trademark
Record</span></a>; and</span><o:p></o:p></p>
</div>
<div style="margin-left:1.0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal" style="text-indent:-.25in"><span style="font-family:"Calibri",sans-serif;color:red">·</span><span style="font-size:7.0pt;color:red"> <span class="apple-converted-space"> </span></span><span style="font-family:"Calibri",sans-serif;color:red">Disputes
brought by Third Parties alleging that a<span class="apple-converted-space"> </span><a href="http://www.trademark-clearinghouse.com/lexicon/6/letter_t#Trademark_Record" title="A technically complete and correct record
submitted to the Clearinghouse."><span style="color:red;text-decoration:none">Trademark
Record</span></a><span class="apple-converted-space"> </span>is<span class="apple-converted-space"> </span><b>no longer valid</b><span class="apple-converted-space"> </span>based on new information (i.e. information not available to the Verification Provider
at the time it reviewed the<span class="apple-converted-space"> </span><a href="http://www.trademark-clearinghouse.com/lexicon/6/letter_t#Trademark_Record" title="A technically complete and correct record
submitted to the Clearinghouse."><span style="color:red;text-decoration:none">Trademark
Record</span></a>).</span><o:p></o:p></p>
</div>
<div style="margin-left:.5in;text-align:start">
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif;color:red">Would it be preferable to get a list of disputes by type?
</span><i><u><span style="font-family:"Calibri",sans-serif">(kp) I think this question refers to the last </span></u></i><i><u><span style="font-size:13.5pt;font-family:"Calibri",sans-serif">tip of dispute but I think it would be clearer and more informative
to ask about all three types of dispute. </span></u></i><i><span style="font-family:"Calibri",sans-serif">
</span></i><span style="font-family:"Calibri",sans-serif;color:#006600">kk) Fine. if the Providers can quickly provide insight to all three forms of dispute (there probably have not been many) then that would be useful and instructive to the WG.
</span><o:p></o:p></p>
</div>
</div>
</blockquote>
<blockquote style="margin-top:5.0pt;margin-bottom:5.0pt">
<div>
<div style="margin-left:.5in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif;color:red"> </span><o:p></o:p></p>
</div>
<div style="margin-left:.5in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif;color:red">Further clarity may also be needed regarding the “already been canceled” part of the question - the Registry is responsible for downloading the SMDRL every 24 hours and has to check
against that prior to validating an SMD. Is the question related to the theoretical 23 hours, 59 minutes and 59 seconds during which that file is not refreshed by the registry? Or is the question asking about registries that did not check the SMDRL prior to
issuing the sunrise registration? </span><span style="font-family:"Calibri",sans-serif;color:#006600">kk) Per question 19, the issue is more the cancellation or expiration of the underlying trademark record. How long does it take for the TM Provider learn
of the cancellation/expiration and then how long does it take to a) revoke the SMD file and b) change the SMDRL file? If the underlying trademark record is no longer valid, how long until is loses value in the New gTLD system?
</span><o:p></o:p></p>
</div>
<div>
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
</div>
<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l7 level1 lfo21"><span style="font-family:"Calibri",sans-serif">21. How many DPML services are you supporting?</span><o:p></o:p></li></ul>
<div style="margin-left:.5in;text-align:start">
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif;color:red">Assuming that DPML stands for Donuts offering the service called Domains Protected Marks List, there is only one DPML service called that. Minds+Machines has a similar service called
Minds + Machines Protected Marks List or MPML. Both of these services are very similar in that they require the trademark holder to have a valid SMD file. Does the Sub Team consider that as being supported by the TMCH, or is this a broader question about blocking
services in general? </span><i><span style="font-family:"Calibri",sans-serif">(kp) I would change the question to,
</span></i><i><span style="font-size:13.5pt;font-family:"Calibri",sans-serif">"How many blocking-type services (e.g., DPML) are you supporting."
</span></i><span style="font-family:"Calibri",sans-serif;color:#006600">kk) And for whom?</span><o:p></o:p></p>
</div>
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</blockquote>
<blockquote style="margin-top:5.0pt;margin-bottom:5.0pt">
<div>
<div>
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
</div>
<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l22 level1 lfo22"><span style="font-family:"Calibri",sans-serif">22. What is the geographic distribution of those who record marks in the TMCH – bearing in mind that TMCH agents may be in a different country to the TM owner
and that TM owners may record a mark registered in a different country to the one they are based in?</span><o:p></o:p></li></ul>
<div>
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
</div>
<ul style="margin-top:0in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px" type="disc">
<li class="MsoNormal" style="mso-list:l20 level1 lfo23"><span style="font-family:"Calibri",sans-serif">23. What is the percentage of trademark registrations, Sunrise registrations and Claims Notices sent by country / region (bearing in mind that TMCH agents
may be in a different country than the TM owner and that TM owners may record a mark registered in a different country from the one in which they are based)?</span><o:p></o:p></li></ul>
<div>
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
</div>
<div style="margin-left:.5in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif;color:red">There may be multiple questions here and perhaps a misunderstanding of terms.</span><o:p></o:p></p>
</div>
<div style="margin-left:.5in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif;color:red"> </span><o:p></o:p></p>
</div>
<div style="margin-left:.5in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif;color:red">The first part of the question asks “What is the percentage of trademark registrations… by country/region?” By using the term “trademark registrations”, did the Sub Team mean a total
of the Sunrise registrations and Claims registrations? </span><i><span style="font-family:"Calibri",sans-serif">(kp) No, I think it means the number of marks registered in the TMCH.</span></i><o:p></o:p></p>
</div>
<div style="margin-left:.5in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif;color:red"> </span><o:p></o:p></p>
</div>
<div style="margin-left:.5in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif;color:red">The second part of the question asks for the percentage of Sunrise registrations… by country/region. Is this asking for the location of the registrant by country/region or the location
of the trademark holder (or agent)? </span><i><span style="font-family:"Calibri",sans-serif">(kp) I don't get the distinction. Isn't the registrant (or at least the beneficial registrant) in a Sunrise registration the trademark holder? If there is a difference,
I would say the trademark holder.</span></i><o:p></o:p></p>
</div>
<div style="margin-left:.5in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif;color:red"> </span><o:p></o:p></p>
</div>
<div style="margin-left:.5in;-webkit-text-size-adjust: auto;-webkit-text-stroke-width: 0px;text-align:start;word-spacing:0px">
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif;color:red">The third part of the question asks for Claims Notices sent. By the phrasing, can it be assumed that this does not mean Claims Notice Information Service (CNIS) notices displayed
to potential registrants, but rather the Notice of Registered Domain Name (NORN) files sent to trademark holders?
</span><i><span style="font-family:"Calibri",sans-serif">(kp) I think that is right. Asked another way, I think this question means: "What is the percentage by country of trademark holders for all the Claims Notices displayed."</span></i><o:p></o:p></p>
</div>
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<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
</div>
<div>
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif">Thanks and cheers</span><o:p></o:p></p>
</div>
<div>
<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif">Mary and David</span><o:p></o:p></p>
</div>
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<p class="MsoNormal"><span style="font-family:"Calibri",sans-serif"> </span><o:p></o:p></p>
</div>
<p class="MsoNormal">_______________________________________________<br>
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<a href="mailto:Gnso-rpm-tmch@icann.org"><span style="font-size:13.5pt;font-family:"Helvetica",sans-serif;color:purple">Gnso-rpm-tmch@icann.org</span></a><br>
<a href="https://mm.icann.org/mailman/listinfo/gnso-rpm-tmch"><span style="font-size:13.5pt;font-family:"Helvetica",sans-serif;color:purple">https://mm.icann.org/mailman/listinfo/gnso-rpm-tmch</span></a><o:p></o:p></p>
</div>
</blockquote>
</div>
<p class="MsoNormal"><o:p> </o:p></p>
</div>
<p class="MsoNormal"><br>
<br>
<br>
<o:p></o:p></p>
<pre>_______________________________________________<o:p></o:p></pre>
<pre>Gnso-rpm-tmch mailing list<o:p></o:p></pre>
<pre><a href="mailto:Gnso-rpm-tmch@icann.org">Gnso-rpm-tmch@icann.org</a><o:p></o:p></pre>
<pre><a href="https://mm.icann.org/mailman/listinfo/gnso-rpm-tmch">https://mm.icann.org/mailman/listinfo/gnso-rpm-tmch</a><o:p></o:p></pre>
</blockquote>
<p class="MsoNormal"><o:p> </o:p></p>
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