[Gnso-newgtld-wg] Closed Generics and the 2012 Round

Kathy Kleiman kathy at kathykleiman.com
Thu Aug 29 11:15:47 UTC 2019


Ditto for Open Generics, Martin. It's all part-and-parcel of the 
post-reveal process. The reason many people were able to support closed 
Brands is that we had clearly banned Closed Generics.

Best, Kathy

On 8/29/2019 5:29 AM, Martin Sutton wrote:
> Hi Kathy,
>
> You may not have been participating at the time but the WG reviewed 
> TLD types earlier this year which covered .brands/spec 13. These are 
> well-defined and as you note, took considerable time to develop 
> Specification 13, which had substantive debate and public comment 
> periods before being approved by the Board. These are different to 
> closed generics and this topic should not be extended to .brands 
> otherwise we will repeat discussions already undertaken by the WG.
>
> Kind regards,
>
> Martin
>
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>> On 29 Aug 2019, at 00:15, Kathy Kleiman <kathy at kathykleiman.com 
>> <mailto:kathy at kathykleiman.com>> wrote:
>>
>> Hi All,
>>
>> To borrow and modify a phrase from Anne -- please keep in mind that 
>> that was absolutely nothing in the 2012 AGB that provided for .BRAND 
>> protection (Specification 13 dates back to special action by the 
>> Board in 2014).
>>
>> In response to widespread calls, we clarified that Closed Generics 
>> would be banned and created a balance in allowing .BRANDS to be 
>> closed.  I am assuming that all of this post-2012 work is being put 
>> up for review and re-evalaution...
>>
>> Best, Kathy
>>
>> On 8/28/2019 3:51 PM, Aikman-Scalese, Anne wrote:
>>
>>> Hi Heather,
>>> There is no prohibition on a registry seeking a reasonable contract 
>>> modification from ICANN in light of all circumstances.   It’s 
>>> codified in Consensus Policy as the*RSEP*process. An unreasonable 
>>> denial of that RSEP request for contract modification is fertile 
>>> ground for a Request for Reconsideration, Independent Review 
>>> Process, all the way up to and including a lawsuit.
>>> See https://www.icann.org/resources/pages/rsep-2014-02-19-en and 
>>> note the legitimate purpose to “modify” or “remove” an existing 
>>> Registry service.
>>> Let’s take the real life example of .BEAUTY – originally proposed as 
>>> closed –now delegated as “open” and NOT launched (at least according 
>>> to ICANN Sunrise records at the link provided by Rubens and I don’t 
>>> see anything atwww.nic.beauty <http://www.nic.beauty/>.  Are we 
>>> really saying that if L’Oreal’s competitor applies for and gets 
>>> .PRETTY as a Closed Generic based on a 2022 application, it doesn’t 
>>> matter and L’Oreal is stuck with remaining an open generic even if 
>>> they have not launched?  (I don’t represent L’Oreal or any other 
>>> beauty industry client.)  Keep in mind that there was absolutely 
>>> nothing in the 2012 AGB that prohibited an application for a Closed 
>>> Generic.  (Sounds vaguely familiar to another IRP proceeding.)
>>> Maybe out of scope for Sub Pro, but GNSO Council will have to deal 
>>> with this if they don’t want a “logjam” at the Board level as to any 
>>> new Closed Generic policy that may be developed.
>>> Anne
>>> *From:*Heather Forrest <haforrestesq at gmail.com 
>>> <mailto:haforrestesq at gmail.com>>
>>> *Sent:*Tuesday, August 27, 2019 8:44 PM
>>> *To:*Maxim Alzoba <m.alzoba at gmail.com <mailto:m.alzoba at gmail.com>>
>>> *Cc:*Aikman-Scalese, Anne <AAikman at lrrc.com 
>>> <mailto:AAikman at lrrc.com>>;gnso-newgtld-wg at icann.org 
>>> <mailto:gnso-newgtld-wg at icann.org>
>>> *Subject:*Re: [Gnso-newgtld-wg] Closed Generics and the 2012 Round
>>> *[EXTERNAL]*
>>> ------------------------------------------------------------------------
>>> Thanks, Maxim - I understand that, but amendments to an in-force 
>>> contract are not the same as repudiating a contract and asking for a 
>>> new contract to apply. The terms of the RA (clause 7.6(a) re 
>>> "Special Amendment") and the AGB expressly provided for amendments 
>>> to both.
>>> AGB Module 6, cl 14: "ICANN reserves the right to make reasonable 
>>> updates and changes to this applicant guidebook and to the 
>>> application process, including the process for withdrawal of 
>>> applications, at any time by posting notice of such updates and 
>>> changes to the ICANN website, including as the possible result of 
>>> new policies that might be adopted or advice to ICANN from ICANN 
>>> advisory committees during the course of the application process.  
>>> Applicant acknowledges that ICANN may make such updates and changes 
>>> and agrees that its application will be subject to any such updates 
>>> and changes. In the event that Applicant has completed and submitted 
>>> its application prior to such updates or changes and Applicant can 
>>> demonstrate to ICANN that compliance with such updates or changes 
>>> would present a material hardship to Applicant, then ICANN will work 
>>> with Applicant in good faith to attempt to make reasonable 
>>> accommodations in order to mitigate any negative consequences for 
>>> Applicant to the extent possible consistent with ICANN's mission to 
>>> ensure the stable and secure operation of the Internet's unique 
>>> identifier systems."
>>> I can anticipate here that someone will say: "But Module 6 cl 14 
>>> expressly anticipates changes to the AGB and gives the 2012 
>>> applicant a right to demonstrate material hardship caused by the 
>>> 'new' AGB being on more favourable terms!" I don't think that will 
>>> be consistent with standard contract law interpretation in US 
>>> courts, as only the 2012 applicants agreed to be contractually bound 
>>> by the 2012 AGB, while new round applicants will only have the 
>>> option of agreeing to whatever the AGB (or whatever name it has) is 
>>> at that time, not a choice between old AGB or new AGB. A strict 
>>> interpretation of "changes to/this applicant guidebook/" logically 
>>> suggests that the 2012 AGB binds applicants who applied in 2012, 
>>> because by applying, they consented to the application of the 2012 
>>> AGB. A new AGB, even if technically an amended version of the prior 
>>> document, would apply to new applicants in the "next" round, 
>>> whenever that is. Articulated another way, I think Jeff's point to 
>>> now is that the charter of SubPro PDP instructs us to develop the 
>>> rules that will apply to applicants in this "next" round, not to 
>>> unsuccessful or any other applicants of the 2012 round (who already 
>>> contractually agreed to a set of rules when they submitted their 
>>> application to the TAS). The question of whether the new AGB/RA that 
>>> results from SubPro PDP, RPM PDP, CCT Review, etc is to be applied 
>>> to 2012 applicants is not within our PDP's scope. That's the 
>>> question that would have to go to Council.
>>> Best wishes,
>>> Heather
>>> .
>>> Best wishes,
>>> Heather
>>> On Wed, Aug 28, 2019 at 11:51 AM Maxim Alzoba <m.alzoba at gmail.com 
>>> <mailto:m.alzoba at gmail.com>> wrote:
>>>
>>>     Heather,
>>>
>>>     Formally ICANN changed AGB and RAin 2012 (Pic spec, for
>>>     example), after the fees were paid.
>>>
>>>     But anyway, we should not mix rules from the different sets.
>>>
>>>     Maxim Alzoba
>>>     On 28 Aug 2019, at 08:35, Heather Forrest
>>>     <haforrestesq at gmail.com <mailto:haforrestesq at gmail.com>> wrote:
>>>
>>>         Anne, all,
>>>         It seems to me that basic principles of contract law apply
>>>         here to keep us out of the weeds. ICANN's legal framework
>>>         depends, in its entirety, on contract after all. Applicants
>>>         who applied in 2012 under the AGB contractually agreed, by
>>>         submitting an application, to the AGB and the base RA that
>>>         was incorporated in it. Those applicants did not apply under
>>>         a future AGB, or a future RA to reflect that future AGB.
>>>         Whether a party on a 2012-era contract can adopt (in the
>>>         case of those not yet contracted) the new RA or rescind
>>>         current RA and adopt new RA (for those already completed
>>>         contracting) is a separate question. I agree with Jeff that
>>>         this separate question is not within the scope of the SubPro
>>>         charter.
>>>         Best wishes,
>>>         Heather
>>>         On Tue, Aug 27, 2019 at 5:50 AM Aikman-Scalese, Anne
>>>         <AAikman at lrrc.com <mailto:AAikman at lrrc.com>> wrote:
>>>
>>>             Hi Jeff – Do we have Susan’s draft language on your
>>>             first point yet?  (You may recall that there were even
>>>             discussions about PROHIBITING new applications for the
>>>             same string as some still pending from 2012 –that was
>>>             not agreed so Susan is working on a statement that 2012
>>>             string application processing must be complete before
>>>             any new application for that string would be
>>>             considered.  HOWEVER – again here is the “rub” – When
>>>             you say 2012 string applications have to be “completed”,
>>>             what are you saying about the policy that applies to
>>>             those?    What if the pending strings from 2012 don’t
>>>             meet current new gTLD policy but they did not violate
>>>             that policy as of the time of application? We can only
>>>             skirt this issue for so long.  Are 2012 strings going to
>>>             be allowed to update to current gTLD policy in order to
>>>             get authorization to proceed or not?  Or are you saying
>>>             GNSO Council will have to launch another PDP for that
>>>             purpose?
>>>             *From:*Jeff Neuman <jeff.neuman at comlaude.com
>>>             <mailto:jeff.neuman at comlaude.com>>
>>>             *Sent:*Monday, August 26, 2019 12:43 PM
>>>             *To:*Aikman-Scalese, Anne <AAikman at lrrc.com
>>>             <mailto:AAikman at lrrc.com>>;gnso-newgtld-wg at icann.org
>>>             <mailto:gnso-newgtld-wg at icann.org>
>>>             *Subject:*RE: Closed Generics and the 2012 Round
>>>             *[EXTERNAL]*
>>>             ------------------------------------------------------------------------
>>>             Anne,
>>>             Where has it been proposed that applications from 2012
>>>             get priority?  I am not aware of any recommendation that
>>>             we have made that gives “priority” to any applicants
>>>             from 2012.  We did recommend that any applications that
>>>             were still outstanding for a string that is applied from
>>>             in a subsequent round be completed.
>>>             With respect to Exclusive Generics, the Board resolution
>>>             on this matter stated that any applications that wanted
>>>             to maintain their “exclusive generic” status would be
>>>             “deferred to the next round of the New gTLD Program,
>>>             subject to rules developed for the next round…”   They
>>>             did not state that any of those applications would get
>>>             priority.  However, there were no applications that were
>>>             deferred from the last round.
>>>             If we did allow some form of Exclusive Generic in the
>>>             next round, then those rules would only apply to new
>>>             applicants for TLDs.  Discussing what happens to TLDs
>>>             from 2012 that wanted to be Exclusive Generics, but
>>>             ended up opening their TLDs because of the Board
>>>             Resolution is not within the topics contained within our
>>>             Charter.  So yes if we wanted to discuss that issue we
>>>             would need an amendment to our charter to allow us to
>>>             tackle that subject.  The GNSO could then either grant
>>>             our request or farm that issue out to a separate group. 
>>>             That is within their discretion.
>>>             This is no different than any other changes we recommend
>>>             where applicants from the past round would want the same
>>>             things.  For example, if we accept changes to the code
>>>             of conduct, the COI, reserved names, agreement, etc.,
>>>             the existing registries would not get the benefit of
>>>             those changes unless the changes go through a PDP that
>>>             has jurisdiction over those issues.   All Applications /
>>>             TLDs are treated according the to rules for the round in
>>>             which they applied.  This is true regardless of whether
>>>             they have launched yet or not.
>>>             I hope this clears things up.
>>>             *Jeff Neuman*
>>>             Senior Vice President
>>>             *Com Laude | Valideus*
>>>             D: +1.703.635.7514
>>>             E:jeff.neuman at comlaude.com <mailto:jeff.neuman at comlaude.com>
>>>             *From:*Aikman-Scalese, Anne <AAikman at lrrc.com
>>>             <mailto:AAikman at lrrc.com>>
>>>             *Sent:*Monday, August 26, 2019 2:55 PM
>>>             *To:*Jeff Neuman <jeff.neuman at comlaude.com
>>>             <mailto:jeff.neuman at comlaude.com>>;gnso-newgtld-wg at icann.org
>>>             <mailto:gnso-newgtld-wg at icann.org>
>>>             *Subject:*RE: Closed Generics and the 2012 Round
>>>             Thanks Jeff. Your reasoning below is not consistent with
>>>             what has been proposed in relation to giving priority to
>>>             applications from the 2012 round that have not been
>>>             withdrawn.  (How is it that this “priority” is in scope
>>>             for our WG but nothing else re 2012 applicants is in
>>>             scope?   AND if I applied for a Closed Generic and
>>>             didn’t get it in 2012, why should I have to require
>>>             another PDP authorization from GNSO Council in order to
>>>             be treated similarly to new applicants and convert to a
>>>             Closed Generic?  (I believe some open registries that
>>>             won contention sets in 2012 may not have not have
>>>             actually launched yet.  Why would we say that whether or
>>>             not they can launch as a Closed Generic is up to GNSO
>>>             Council?)
>>>             Thank you,
>>>             Anne
>>>             *From:*Gnso-newgtld-wg
>>>             <gnso-newgtld-wg-bounces at icann.org
>>>             <mailto:gnso-newgtld-wg-bounces at icann.org>>*On Behalf
>>>             Of*Jeff Neuman
>>>             *Sent:*Monday, August 26, 2019 5:27 AM
>>>             *To:*Jeff Neuman <jeff.neuman at comlaude.com
>>>             <mailto:jeff.neuman at comlaude.com>>;gnso-newgtld-wg at icann.org
>>>             <mailto:gnso-newgtld-wg at icann.org>
>>>             *Subject:*Re: [Gnso-newgtld-wg] Closed Generics and the
>>>             2012 Round
>>>             *[EXTERNAL]*
>>>             ------------------------------------------------------------------------
>>>             Thanks all.  We have already got a number of people
>>>             signed up for the group.  I expect substantive
>>>             discussions on this topic to start this week.  So, it is
>>>             not too late to join.  But remember that if you join,
>>>             the expectation is that we will attempt to find a
>>>             compromise solution that we all can live with (if possible).
>>>             You can view the member list for the small group here:
>>>             https://community.icann.org/display/NGSPP/Members+New+gTLD+%3A+Topic+of+Closed+Generics 
>>>             Please allow a day or two to pass before seeing your
>>>             name on the list if you just volunteered over the
>>>             weekend or today.
>>>             We will not be talking about Closed Generics in our next
>>>             meeting tomorrow (late tonight for some of us).
>>>             *Jeff Neuman*
>>>             Senior Vice President
>>>             *Com Laude | Valideus*
>>>             D: +1.703.635.7514
>>>             E:jeff.neuman at comlaude.com <mailto:jeff.neuman at comlaude.com>
>>>             *From:*Gnso-newgtld-wg
>>>             <gnso-newgtld-wg-bounces at icann.org
>>>             <mailto:gnso-newgtld-wg-bounces at icann.org>>*On Behalf
>>>             Of*Jeff Neuman
>>>             *Sent:*Friday, August 23, 2019 11:01 AM
>>>             *To:*gnso-newgtld-wg at icann.org
>>>             <mailto:gnso-newgtld-wg at icann.org>
>>>             *Subject:*[Gnso-newgtld-wg] Closed Generics and the 2012
>>>             Round
>>>             All,
>>>
>>>             There has been a lot of discussion in the past 24 hours
>>>             or so on the applicability of our work on the 2012
>>>             applications.  Some have expressed concerns about the
>>>             “fairness” of establishing a policy or new procedures
>>>             for subsequent rounds when Closed Generics were not
>>>             allowed in 2012.
>>>             The applicable Board Resolution covering Closed Generics
>>>             required the 2012 applicants for Closed Generics to do
>>>             one of three things. Applicants could have withdrawn
>>>             their applications completely, signed the then-current
>>>             Registry Agreement which did not allow Closed Generics,
>>>             or could have deferred their applications for
>>>             consideration in a subsequent round.   As we covered on
>>>             the call on Thursday, all of the applicants chose either
>>>             to convert their applications to open TLDs or withdraw
>>>             their applications completely.  There were NO applicants
>>>             that elected to defer their applications to any future
>>>             round.
>>>             Therefore, although in theory we could have had some
>>>             issues that we needed to address involving applicants in
>>>             the 2012 round, the reality is that we do not have any
>>>             such issues.  To address the arguments about fairness of
>>>             any new policy recommendations on applicants from the
>>>             previous round, all we can say is that we need to focus
>>>             on what the right policy should be first without the
>>>             consideration of the fairness or unfairness to previous
>>>             applicants from having different rules.  If we as a
>>>             group determine that the right policy is something other
>>>             than what happened in 2012, then it will by up to the
>>>             GNSO Council to either set up a new group to deal with
>>>             that issue or to refer the issue to this group at a
>>>             later date.  But for now, as some have stated, that
>>>             issue is out of scope for our group.
>>>             The reality is that there are many things that this
>>>             group is considering which could produce results that
>>>             may treat new applicants differently than previous round
>>>             applicants.  Some of those changes may be favorable to
>>>             the new applicants and some less favorable.  The same is
>>>             true with respect to previous applicants.  If we did not
>>>             make any changes to policy or implementation for fear of
>>>             the impact on previous or new applicants, no changes
>>>             would ever be made.  The point is that we need to decide
>>>             what is the right thing to do, point out to the GNSO
>>>             Council the potential impacts, and then leave it to the
>>>             Council on what the next steps should be.
>>>             Finally, all requests for data or information from ICANN
>>>             staff or any outside third party should go through the
>>>             Working Group Leadership team. No working group members
>>>             should request information directly without Leadership’s
>>>             review. Leadership reviews all outstanding action items,
>>>             including requests for information, and makes a decision
>>>             on what is necessary and what is feasible.  We consider
>>>             all of these requests seriously and weigh the pros and
>>>             cons of getting that data, including time, resources and
>>>             cost.
>>>
>>>             Thanks for your cooperation and let us know if you have
>>>             any comments or questions.
>>>             *Jeff Neuman*
>>>             Senior Vice President
>>>             **
>>>             *Com Laude | Valideus
>>>             *1751 Pinnacle Drive
>>>             Suite 600, McLean
>>>             VA 22102, USA
>>>
>>>             M: +1.202.549.5079
>>>             D: +1.703.635.7514
>>>             E:jeff.neuman at comlaude.com <mailto:jeff.neuman at comlaude.com>
>>>             www.comlaude.com <http://www.comlaude.com/>
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