[Internal-cg] Consensus building process

joseph alhadeff joseph.alhadeff at oracle.com
Thu Aug 14 19:19:36 UTC 2014


Milton:

I agree with the first bullet points, but have reservations on the 
last.  I agree that no customer stakeholder objection related to the 
proposal can exist and still have a consensus, but I also think that we 
cannot have a consensus if a number of the non-customer stakeholders object.

Best-

Joe
On 8/14/2014 2:49 PM, Milton L Mueller wrote:
>
> Keith
>
> On the "holdout" problem,  I think Martin's principles addressed your 
> concerns. To reproduce them here:
>
> ·The aim of the discussion should be to try to find a solution where 
> **no member of the ICG still maintains serious opposition to the 
> outcome.**  Reasons for objections should be given, allowing the ICG 
> wherever possible to try to address those concerns.
>
> ·**Recourse to any form of voting should be the exception.**  Its use 
> might be fine for non-substantive issues.  For substantive issues, at 
> least none of the "customer groups" (numbers, protocols, gTLDs or 
> ccTLDs) of the IANA remains strongly opposed.
>
> ·Group members who still have problems with the evaluation should be 
> invited to **identify possible ways in which the proposal could be 
> modified to make it acceptable to them.**
>
> ·Discussions should continue until **no "IANA customer" group is 
> firmly opposed.**
>
> Note these two things:
>
> 1)If there really is no consensus (and that DOES mean no one objects, 
> even if they don't fully agree) then we are reverting to a kind of 
> supermajority voting or decision rule as outlined in the GNSO rules. 
> Purists like me refuse to call this "consensus." It doesn't mean that 
> we are "stuck" or blocked, it just means that we really don't have 
> something that conforms to the classical meaning of consensus. I think 
> we should not play verbal games and call this "consensus."
>
> 2)IANA customer groups (groups, not individuals) have a kind of 
> special status in Martin's principles, given their direct stake in how 
> IANA is managed. Even though I am not representing a customer group, I 
> think this is fair. If everyone in a particular customer group cannot 
> live with a decision, it is certainly not consensus and we probably 
> shouldn't force such a decision on them, no matter how much everyone 
> else supports it. We might extend the same kind of protection to other 
> groups; e.g., if none of the user representatives (NCSG and ALAC) 
> agree, it would seem unreasonable to claim that an outcome has even 
> "rough" consensus. But if one particular individual within that user 
> group can't be swayed, then it should not be considered the same kind 
> of obstacle to an outcome.
>
> Hope this is clear
>
> Milton L Mueller
>
> Laura J and L. Douglas Meredith Professor
>
> Syracuse University School of Information Studies
>
> http://faculty.ischool.syr.edu/mueller/
>
> *From:*internal-cg-bounces at icann.org 
> [mailto:internal-cg-bounces at icann.org] *On Behalf Of *Drazek, Keith
> *Sent:* Thursday, August 14, 2014 2:10 PM
> *To:* Coordination Group
> *Subject:* Re: [Internal-cg] Consensus building process
>
> Just so I'm clear...
>
> Looking ahead....if we end up with 29 ICG reps in favor of a final 
> recommendation and one person who unreasonably refuses to compromise, 
> will that be deemed "consensus" or "no consensus?"
>
> Hypothetically speaking, if one holdout among us can obstruct a 
> decision that has received support from all other members, and would 
> prevent delivery of a recommendation....I find that very troubling.
>
> Keith
>
> *From:*internal-cg-bounces at icann.org 
> <mailto:internal-cg-bounces at icann.org> 
> [mailto:internal-cg-bounces at icann.org] *On Behalf Of *WUKnoben
> *Sent:* Thursday, August 14, 2014 1:47 PM
> *To:* Kavouss Arasteh
> *Cc:* Coordination Group
> *Subject:* Re: [Internal-cg] Consensus building process
>
> Dear Kavouss,
>
> you make the same point I expressed by saying that "I'm still 
> uncertain with "non-substantive" issues which level of substance may 
> depend on different views". I would welcome you providing other more 
> useful criteria to decide in which rare cases a "poll" or "voting" 
> could apply.
>
> As you may have seen in my latest draft I removed the "adjectives" 
> from consensus. So I would appreciate your written suggestion for an 
> acceptable text that I could better understand your disagreement with 
> the present proposal.
>
> Best regards
>
> Wolf-Ulrich
>
> *From:*Kavouss Arasteh <mailto:kavouss.arasteh at gmail.com>
>
> *Sent:*Thursday, August 14, 2014 7:22 PM
>
> *To:*WUKnoben <mailto:wolf-ulrich.knoben at t-online.de>
>
> *Cc:*Milton L Mueller <mailto:mueller at syr.edu> ; Martin Boyle 
> <mailto:Martin.Boyle at nominet.org.uk> ; Coordination Group 
> <mailto:internal-cg at icann.org>
>
> *Subject:*Re: [Internal-cg] Consensus building process
>
> Dear All,
>
> I am not comfortable to any of these measures.
>
> The more we discuss and analyze ,the more problem is created.
>
> I strongly disagree to make any discrimination among the contstituent 
> groups in ICG ,WHEN IT IS PROPOSED qUOTE
>
> "For substantive issues, at least none of the "customer groups" 
> (numbers, protocols, gTLDs or ccTLDs) of the IANA remains strongly 
> opposed"
>
> What is considered by someone " substantive" may be considered by 
> others " non substantive,
>
> NO ADJECTIVE FOR OPPOSITION .NO ADJECTIVE FOR SCONSENSUS.
>
> If you want instead of making progress to draft another chatter or 
> convention for decision making ,I disagree with that .
>
> It ios incumbent to the chair and the two vice chairs to make utmost 
> efforts to build consensus-
>
> Pls end this discussion
>
> Regards
>
> Kavouss
>
> 2014-08-14 18:32 GMT+02:00 WUKnoben <wolf-ulrich.knoben at t-online.de 
> <mailto:wolf-ulrich.knoben at t-online.de>>:
>
> Thanks all for your valuable input.
>
> Milton is right calling for verbal clarity. But differentation is also 
> needed and there are different approaches to achieve it. And as I said 
> before the suggestion so far was based on GNSO habit.
>
> I tried to accomodate the discussion and therefore suggest to 
> differentiate between "recommendation by consensus" (highest level, 
> 100%) and "recommendation" (all remaining discussion results leading 
> to a recommendation).
>
> I agree to all basic principles Martin came up with and incorporated them.
>
> I'm still uncertain with "non-substantive" issues which level of 
> substance may depend on different views.
>
> I would appreciate further fruitful discussion on the list and we will 
> hopefully see an end at our call next week.
>
> See my edits attached.
>
> Best regards
>
> Wolf-Ulrich
>
> *From:*Milton L Mueller <mailto:mueller at syr.edu>
>
> *Sent:*Tuesday, August 12, 2014 8:12 PM
>
> *To:*'Martin Boyle' <mailto:Martin.Boyle at nominet.org.uk> ; 
> Coordination Group <mailto:internal-cg at icann.org>
>
> *Subject:*Re: [Internal-cg] Consensus building process
>
> I think Martin makes very good points here.
>
> I like his proposed principles, every one of them.
>
> I must confess that I have been wincing at the way the word 
> "consensus" is (ab)used routinely in these circles. Either it is truly 
> consensus, and everyone either agrees or agrees not to object, or it 
> is _something else_. Will we please stop trying to apply the term 
> "consensus" to supermajority voting processes? My academic commitment 
> to verbal clarity and directness is screaming at me that this is wrong.
>
> The IETF concept of "rough" consensus is an informal mechanism that is 
> suitable for a more homogeneous environment in which adherence to 
> standards is voluntary anyway, but in an environment with binding 
> outcomes and political factions, it can and, in the ICANN context, 
> frequently HAS merely provided a rationalization for ignoring 
> significant minority points of view.
>
> --MM
>
> *From:*internal-cg-bounces at icann.org 
> <mailto:internal-cg-bounces at icann.org> 
> [mailto:internal-cg-bounces at icann.org 
> <mailto:internal-cg-bounces at icann.org>] *On Behalf Of *Martin Boyle
> *Sent:* Tuesday, August 12, 2014 1:24 PM
> *To:* Coordination Group
> *Subject:* Re: [Internal-cg] Consensus building process
>
> Hi All,
>
> First thanks to Wolf-Ulrich for his paper.  I greatly like the idea of 
> standards of good behaviour and mutual respect -- and I'm pleased to 
> see that this is already very much the framework for the way that the 
> ICG works.  I'd also note that the analysis of shades of grey in 
> levels of support is interesting -- was it Patrik who first noted the 
> two extremes (non-substantial and substantial issues) and the level of 
> consensus that might be needed? I'm just not sure I know how to use 
> them...
>
> I'd firmly endorse the aim that "the ICG ... reach at least Consensus 
> on the Proposal for the IANA Stewardship Transition to be forwarded to 
> the NTIA" subject to our continued effort to try to achieve 
> full/unanimous consensus or (at least) to have addressed address 
> points of concern.
>
> However, I do not like processes that are supposed to be by consensus 
> being resolved by voting (cf WCIT): voting leaves winners and losers.  
> It also means that people get lazy and fail to look for compromise or 
> common ground or ways to address "reasonable" concerns.  That aversion 
> is not really addressed by supermajorities:  even at an 80% 
> supermajority, all the domain name registries or all the government 
> representatives or all GNSO members could be overruled.  At 85% all 
> the ccTLD registries, at 90% all the gTLD registries could be ignored.
>
> I do recognise the need for a mechanism that allows us to come to a 
> final recommendation and I'm afraid that I do not see any magic wand.  
> But I would suggest a number of basic principles:
>
> ·The aim of the discussion should be to try to find a solution where 
> **no member of the ICG still maintains serious opposition to the 
> outcome.**  Reasons for objections should be given, allowing the ICG 
> wherever possible to try to address those concerns.
>
> ·**Recourse to any form of voting should be the exception.**  Its use 
> might be fine for non-substantive issues.  For substantive issues, at 
> least none of the "customer groups" (numbers, protocols, gTLDs or 
> ccTLDs) of the IANA remains strongly opposed.
>
> ·Group members who still have problems with the evaluation should be 
> invited to **identify possible ways in which the proposal could be 
> modified to make it acceptable to them.**
>
> ·Discussions should continue until **no "IANA customer" group is 
> firmly opposed.**
>
> One final point:  I would be willing to allow anyone who feels that 
> they have not been heard to put a minority view into the final 
> report.  I'd rather that did not happen, but if the views are strong 
> enough, it would be best to have then documented in the report than to 
> be first aired in the discussion that follows the publication of our 
> final report.
>
> Cheers
>
> Martin
>
> *From:*internal-cg-bounces at icann.org 
> <mailto:internal-cg-bounces at icann.org> 
> [mailto:internal-cg-bounces at icann.org] *On Behalf Of *Kavouss Arasteh
> *Sent:* 11 August 2014 20:48
> *To:* Drazek, Keith
> *Cc:* Coordination Group
> *Subject:* Re: [Internal-cg] Consensus building process
>
> Dear All,
>
> Undoubtedly, it would be super majority either 2/3 or 4/5 .
>
> Kavouss
>
> 2014-08-11 18:18 GMT+02:00 Drazek, Keith <kdrazek at verisign.com 
> <mailto:kdrazek at verisign.com>>:
>
> I agree that we will need a clear process for determining consensus 
> that falls somewhere on the spectrum between humming and requiring a 
> unanimous vote.
>
> If we get in to discussions of voting, we'll also need to address the 
> thresholds required to establish consensus. Is it a simple majority? 
> Super-majority? Unanimous voting is an unhelpful requirement that 
> would likely obstruct our work and our ability to deliver, so I 
> believe that should be a non-starter for the ICG. We need to avoid the 
> possibility of one dissenting vote undermining an otherwise strongly 
> supported recommendation that represents broad community consensus.
>
> However, if/when there is not full consensus, it will be important 
> that we have a mechanism for expressing dissenting opinions. The GNSO 
> Registries Stakeholder Group employs a "minority statement" mechanism 
> to allow for all views to be expressed when there is consensus but not 
> unanimity on a particular topic. Perhaps we should consider a similar 
> mechanism for the ICG.
>
> Keith
>
>
> -----Original Message-----
> From: internal-cg-bounces at icann.org 
> <mailto:internal-cg-bounces at icann.org> 
> [mailto:internal-cg-bounces at icann.org 
> <mailto:internal-cg-bounces at icann.org>] On Behalf Of Subrenat, 
> Jean-Jacques
> Sent: Monday, August 11, 2014 6:09 AM
> To: Kavouss Arasteh
> Cc: Coordination Group
> Subject: Re: [Internal-cg] Consensus building process
>
> Hello Colleagues,
>
> From the experience of the past few weeks, unfortunately we can 
> conclude that the current process is not successful. Rather than 
> meting out blame or praise, we need to understand why it's not 
> working. Group dynamics and a bit of sociology can help.
>
> Our Coordination Group is different from what some of us/you have come 
> to consider as "normal". The technical bodies (IETF, IAB) have 
> developed an efficient process where "rough consensus" is understood 
> and accepted. But other components of the ICG have different habits, 
> and also a different accountability mechanism: however attractive 
> "rough" may be, it is insufficient. For example, the GAC has its own 
> rules (a joint position can only be reached by unanimity), and the 
> ALAC routinely conducts all its votes on a full-membership basis (each 
> member has to say ay, nay, abstain, or be noted down as not having 
> cast a vote).
>
> So the challenge is this: is the "rough consensus" really adapted to 
> all the needs of our group? With the experience gained collectively in 
> London, and especially since then, I would recommend a dual approach:
>
> A/ MATTERS REQUIRING ALL MEMBERS TO VOTE (typically, to be decided as 
> soon as possible, with the exception of our Transition plan)
>    - Chair structure and membership,
>    - Charter of the ICG,
>    - choice of Secretariat (ICANN or outside of ICANN, or a mixture of 
> both),
>    - choice of near-final drafts and approval of final draft of our 
> Transition plan, before presentation to the NTIA.
>
> B/ MATTERS WHERE OTHER FORMS OF DECISION-MAKING ARE ACCEPTABLE
>    - Appraisal of specific community input, as a contribution to the 
> ICG's recommended plan (e.g. ALAC should appraise input from its own 
> community before submitting it to the whole ICG),
>    - external relations and communications of the ICG (once the Chair 
> structure has been chosen and populated, it may wish to ask Chair, or 
> another of its members, to be the point of contact),
>    - administrative & logistic matters, in conjunction with the chosen 
> Secretariat (here too, delegation would be possible).
>
> I'm prepared to provide a more detailed proposal for the above items.
>
> Best regards,
> Jean-Jacques.
>
>
>
> ----- Mail original -----
> De: "Kavouss Arasteh" <kavouss.arasteh at gmail.com 
> <mailto:kavouss.arasteh at gmail.com>>
> À: "Patrik Fältström" <paf at frobbit.se <mailto:paf at frobbit.se>>
> Cc: "Coordination Group" <internal-cg at icann.org 
> <mailto:internal-cg at icann.org>>
> Envoyé: Lundi 11 Août 2014 10:40:08
> Objet: Re: [Internal-cg] Consensus building process
>
>
>
>
> Dear Wolf
> Thank you very much for reply
> My point is that if one or more ICG Mmember(s) is7are againszt the 
> ruling of the Chir ,They could raise their issue and the matter must 
> be settled by simple explanation or if not resolved by voting . I.E. 
> CHAIR DOES NOT HAVE DECISION MAKING POWER ON HE OR HIS OWN WISHES 
> RATHER TO TAKE INTO ACCOUNT VIEWS OF MEMBERS Regards KAVOUSS Regards
>
>
>
>
>
> 2014-08-11 8:33 GMT+02:00 Patrik Fältström < paf at frobbit.se 
> <mailto:paf at frobbit.se> > :
>
>
>
>
> On 11 aug 2014, at 08:09, WUKnoben < wolf-ulrich.knoben at t-online.de 
> <mailto:wolf-ulrich.knoben at t-online.de> > wrote:
>
> > The chair's designation that consensus is reached is not her/his own 
> decision rather than a wrap-up of extensive discussions. Of course 
> this designation can be challenged by members. And this is what 
> triggers your question about "If several participants in the ICG 
> disagree with the designation given ...". I'm open to any helpful 
> suggestion on how we could procede in such a case.
> > In the end consensus - as defined -- has to be achieved.
>
> Let me emphasize what you say here, which I strongly agree with.
>
> We must deliver.
>
> This implies we must be able to reach consensus.
>
> The last couple of weeks discussions on various topics makes me a bit 
> pessimistic on the ability for us to reach consensus, but I am 
> optimistic, always optimistic, on peoples ability and interest in 
> actually deliver.
>
> Remember that the chair is calling on the consensus question, not the 
> substance. That way the power of the chair is decreased to a minimum 
> and process issues.
>
> Patrik
>
>
>
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